Compliance Manager – Incidents & Breaches
Marsh McLennan
full-time
Posted on:
Location Type: Hybrid
Location: Melbourne • Australia
Visit company websiteExplore more
About the role
- Administer Mercer Super’s Significant Incident Review Panel (SIRP), including coordinating the meeting schedule and attendees, preparing and distributing papers and minutes, and tracking actions.
- Generate regular reporting on the management of incidents and breaches, including provision to Management Committees, to support effective tracking and management of compliance breach assessments and regulator breach reports within required timeframes.
- Design and maintain effective dashboards for use by the Compliance Team to manage incidents and breaches efficiently.
- Complete data analysis to identify trends, including potentially systemic issues, and provide insights to management on improvement opportunities to prevent recurrence of breaches.
- Perform compliance incident breach assessments and draft breach reports to regulators.
- Support other Compliance Team activities as required. This may include providing compliance advice, supporting the obligations management process, completing due diligence reviews of regulated documents, and managing regulatory change.
- Build strong relationships with key stakeholders and work collaboratively with the Marsh McLennan Pacific compliance function.
- Stay informed about industry trends and support the Head of Compliance in developing strategies to address compliance challenges.
Requirements
- Relevant experience in a compliance or legal function within the financial services industry, preferably in superannuation, with 2-4 years in a similar role.
- Familiarity with compliance and risk frameworks, with the ability to apply them in day-to-day operations.
- Tertiary qualifications in a law or business-related discipline (preferred).
- Experience in data analysis, reporting, and workflow management would be an advantage.
Benefits
- Be part of a dynamic and inclusive environment where you can make a meaningful impact on compliance practices within Mercer Super.
- Collaborate with industry-leading professionals and contribute to the strategic objectives of the organisation.
- Enjoy opportunities for professional development and career progression within a global network.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
data analysisreportingcompliance incident breach assessmentsdrafting breach reportsworkflow managementdashboard designincident managementbreach managementregulatory change management
Soft skills
relationship buildingcollaborationcommunicationinsight generationproblem-solving
Certifications
tertiary qualifications in lawtertiary qualifications in business