Compliance

• Play a key role in supporting the development, standardization, and maintenance of the organization’s control documentation.
• Supervise a small team who works closely with process owners, compliance teams, and internal audit.
• Ensure that control references and procedures are clearly defined, consistently formulated, accurate, complete, audit-ready and aligned with regulatory expectations.
• Prepare for regulatory examinations by gathering relevant data, analyzing regulatory changes, and organizing required documentation.
• Design and execute mock examinations to assess preparedness for regulatory reviews and internal audits.
• Lead and manage remediation efforts in response to regulatory findings, internal audits, and compliance reviews.
• Develop and oversee corrective action plans that address identified compliance gaps.
• Conduct regular gap assessments to identify non-compliance with regulatory requirements and internal guidelines.
• Collaborate with internal stakeholders to ensure timely, complete, and accurate responses to regulatory inquiries.

Manager, Regulatory Issues Remediation

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