Maintenance of Way Equipment Services

Compliance

• Provide independent 2LoD oversight and challenge across regulatory compliance, financial crime, operational resilience, safeguarding, conduct, and consumer protection controls.
• Monitor compliance with FCA rules, regulatory guidance, and supervisory expectations.
• Support the UK Head of Compliance in maintaining and enhancing an effective regulatory compliance framework.
• Act as a trusted advisor to business stakeholders on regulatory compliance matters.
• Provide constructive challenge and independent judgement on regulatory risks and business initiatives.
• Lead and manage the Compliance Monitoring Programme (CMP).
• Design and execute a risk-based monitoring and testing plan covering regulatory compliance and financial crime controls for the entities within Altery Group.
• Develop and maintain monitoring methodologies, testing techniques, working sheets and reporting frameworks.
• Assess the design and operating effectiveness of key controls.
• Identify control weaknesses, document findings, and oversee remediation activities through to completion.
• Produce clear and insightful monitoring reports for senior management and governance committees.
• Independently validate remediation actions and closure evidence to ensure issues have been effectively addressed and embedded.
• Maintain oversight of monitoring findings, action plans, overdue issues, and recurring themes.
• Ensure monitoring activities remain proportionate, risk-based, evidence-driven, and aligned with regulatory expectations and industry good practice.

Senior Regulatory Compliance Officer – Head of Monitoring – Testing

Risk

• Establish and maintain a proportionate, risk-based framework aligned to Salvadoran regulators and international standards
• Define the risk taxonomy, Risk Appetite Statement, limits, and governance
• Serve as the primary contact on risk topics with SSF/CNAD/BCR
• Support exams and information requests in coordination with Compliance/Legal
• Independently challenge the MLRO/Compliance on AML/CFT, sanctions (TFS), KYC/KYB
• Run RCSA and control testing, capture incidents/loss events, maintain risk registers
• Map important business services and third-party dependencies
• Lead product/change risk assessments
• Maintain clear escalation routes to the CEO/Board for material risk events or limit breaches
• Draft, review, and update the Risk Management Framework

Risk Officer

Financial Crime

• Establish and maintain a compliance programme aligned to the AML/CFT Law and sectoral rules from SSF, CNAD, and BCR
• Keep the Firm continuously compliant with registration, ongoing obligations, and prudential/conduct expectations
• Act as primary contact with SSF/CNAD (and BCR where applicable)
• Prepare and submit required compliance/AML returns and ad-hoc notifications
• File STR/SARs to UIF via goAML, ensuring confidentiality and on-time submission
• Maintain robust controls for AML/CFT, KYC/KYB, ongoing monitoring, and STR/SAR escalation
• Map and audit KYC systems/controls end-to-end
• Deliver targeted, role-based training on Salvadoran AML/CFT obligations and updates to SSF/CNAD rules

Senior Regulatory Compliance Officer – Head of Monitoring – Testing

Risk Officer

Compliance Officer – Money Laundering Reporting Officer