LPL Financial

Artificial Intelligence

• Maintain strong awareness of the rapidly evolving AI ecosystem
• Translate new AI capabilities into practical engineering patterns
• Accelerate adoption of the enterprise AI platform across engineering teams
• Ensure experimentation leads to reusable capabilities rather than isolated prototypes
• Provide a clear feedback loop to the AI Platform organization on emerging needs
• Continuously evaluate emerging AI technologies and techniques that can meaningfully improve enterprise AI systems
• Develop prototypes and reference implementations that validate new AI approaches
• Translate experimentation into practical assets that accelerate the development of production AI systems across the organization
• Help engineering teams adopt AI capabilities effectively

VP, AI Innovation – Enablement

Affiliate Manager

• Facilitate in-depth training to independent and institutional advisors and their staff on all LPL core technology
• Select delivery modalities that best serve audience segments and program objectives
• Demonstrate effective communication, presentation and questioning skills applicable to various learning styles
• Provide repapering support to aid new advisors in moving their book of business to LPL Financial
• Develop a trusting partnership with the advisor and create a strategy for settling their entire book of business
• Be the subject matter expert and go-to person in the areas of LPL technology training and account processes for the advisor throughout their transition
• Forecast each advisor’s unique needs through active listening and conduct due diligence to ensure needs are addressed quickly

Transition Support Partner – M&A

Financial Planning and Analysis

• Support the execution of program goals and management objectives, with a strong focus on Financial Planning, Managed Money, and Insurance business growth.
• Partner with the Regional Investment Director to drive results across key performance indicators, including AUM growth, productivity, and advisor headcount.
• Provide hands-on coaching and development to Financial Advisors to enhance sales effectiveness, deepen client relationships, and improve adoption of core solutions.
• Reinforce consistent use of financial planning and advisory tools to promote holistic client engagement and strong practice management discipline.
• Assist in managing relationships with bank and credit union partners, ensuring alignment to strategic priorities and supporting execution of growth initiatives.
• Identify opportunities within the advisor population through performance data and field observation; implement targeted actions to improve outcomes.
• Support recruiting efforts by helping to identify, attract, and onboard high-quality Financial Advisors into the program.
• Act as a day-to-day resource for advisors, helping to resolve challenges, remove barriers, and escalate complex issues as appropriate.
• Help maintain a strong risk and compliance culture by reinforcing adherence to regulatory requirements and program policies.
• Contribute to a positive team culture that emphasizes accountability, collaboration, and continuous improvement.
• Support change management efforts by helping advisors navigate evolving program initiatives, tools, and expectations.

AVP, Associate Regional Investment Director

Security Engineer

• Secure APIs by implementing robust access control mechanisms, OAuth, JWT, and configuring API gateway security to ensure authenticated and authorized access.
• Develop reusable security design patterns addressing common cybersecurity challenges, ensuring consistency and best practices across diverse technology stacks and business domains.
• Craft clear, actionable security standards and policies, aligning them with industry best practices and regulatory requirements while ensuring adaptability to emerging technologies.
• Lead the design and innovation of security architectures, integrating advanced technologies to protect against evolving threats while enabling business agility and growth.
• Collaborate with key stakeholders to align security initiatives with business objectives, ensuring broad support and integration at all levels.

Principal Application Security Architect

Vice President

• Establish and collaborate with a community of LPL Advisors interested in offering business exit planning to build a pipeline of investment banking referrals
• Contribute to maintaining and expanding the team’s referral network of High-Net-Worth wealth adjacent service providers, including Investment Banking, Business Advisory, OTC Hedging and Monetization
• Proactive sourcing of leads through LPL advisors of qualified business owners ready for sale or scale
• Dispositioning, follow up, and follow through of qualified business planning leads
• Occasional public speaking and conveyance of advanced subject matter in small and large public speaking settings. This includes public speaking participation in webinars, conference calls, staff meetings, and presentations at LPL conferences
• The role may include representing LPL Financial at external conferences, events, and industry functions
• This position requires excellent customer service, record keeping and reporting skills with an emphasis on verbal and written communication abilities
• The candidate must demonstrate keen strategic thinking, analytical skills, project management skills, and excellent time management abilities
• The incumbent must balance a collaborative approach within a team and driving their own independent efforts across all levels of a dynamic, entrepreneurial, and fast-paced organization

AVP, Business Exit Solutions

Operations

• Supporting complex cash management distribution related issues ownership of each inquiry as the main point of contact.
• Additionally, for complex requests, taking ownership of the case that results in follow-up phone calls, processing, and proper documentation.
• Supporting and managing escalated issues in a timely manner and acting as the point of contact for case resolution.
• Facilitating the proper handling of client complaints per regulatory requirements by communicating to and collaborating with FINOP, Compliance, Legal, and Risk teams when necessary.
• Maintaining and actively participating in the team training program and new hire onboarding experience.
• Maintaining a positive and supportive workplace environment by taking initiative and assisting individual team members when appropriate.
• Delivering regular positive feedback and coaching opportunities to support the team’s development.
• Keeping apprised of and promoting new processes and controls, actively leading in daily huddles, and participating in monthly department meetings.
• Providing feedback and process improvements to drive the business forward.
• Implementing and maintaining a team-specific error tracking process to ensure proper coaching and training take place at the associate service consultant level. Additionally responsible for reporting and presenting trends and process improvement recommendations to senior leaders at the team and enterprise level.
• Assisting with and/or supporting ad hoc projects, presentations, monitoring, and reporting as needed.

Associate Analyst, Operations

Analyst

• Support and collaborate with more experienced colleagues to deliver large-scale solutions across a variety of projects & initiatives.
• Jointly participate in projects & tasks while advancing skills in discovery, design, and implementation of process improvements and automated workflows
• Optimize processes by conducting stakeholder interviews to compile needs assessment, identify requirements, and support solution design
• Conduct data validation and process testing exercises, identifying defects and proposing solutions or workarounds
• Work cross-functionality to deliver & implement more efficient workflows by combining backend data sources in Alteryx
• Research and resolve unknowns independently by leveraging resources and navigating the organization to obtain information and achieve objectives
• Drive continuous improvement by proposing ways to leverage data aggregation tools, automated workflows, or AI to streamline our team’s ability to operate & execute on our initiatives

Performance & Automation Analyst

• Communicating directly with our clients by phone and email for up to 85 percent of your day
• Research complex situations, set client expectations, and define the actions necessary to resolve inquiries
• Educate clients on the use of technology to monitor, maintain, and service their operational needs
• Complete operational tasks including data input

Financial Service Professional – Masters

• Serve as a cross-functional engineering lead responsible for improving interoperability, integration, and cloud operational effectiveness across enterprise security technologies.
• Partner with platform engineering teams to improve platform integration, telemetry quality, logging consistency, detection coverage, automation capabilities, operational scalability, and overall cloud security readiness.
• Work across a broad security technology stack including endpoint detection and response (EDR), email security platforms, SIEM and log management systems, secure browser technologies, cloud security platforms, IDS/IPS, DLP, WAF, firewalls, and AI security and automation platforms.
• Perform cloud security capability mapping and cross-platform gap analysis to identify visibility gaps, detection gaps, telemetry deficiencies, redundant tooling, integration weaknesses, logging inefficiencies, and automation opportunities.
• Develop engineering strategies that enhance interoperability and readiness across cloud and enterprise security platforms.
• Optimize SIEM ingestion pipelines, cloud logging strategies, event normalization, telemetry enrichment, and routing mechanisms to improve detection fidelity, signal-to-noise ratio, data quality, cost efficiency, visibility, and platform scalability.
• Build redundancy strategies across cloud and enterprise security controls to increase resiliency and reduce single points of failure.
• Ensure security tooling integrations are validated, optimized, and aligned with enterprise cloud security engineering standards and best practices.
• Drive automation initiatives to reduce engineering maintenance overhead and improve operational consistency across security platforms.
• Coordinate technical initiatives across AI Engineering, Log Management Engineering, Security Platform Engineering, and Engineering Systems Maintenance to ensure alignment and execution.
• Develop enterprise engineering standards and integration patterns for telemetry, logging architectures, event normalization, alert enrichment, automation workflows, and platform interoperability.
• Partner with Security Operations, Infrastructure Engineering, Architecture, and Cloud Engineering teams to align solutions with enterprise operational security requirements.
• Develop and maintain automation tooling using Python, PowerShell, APIs, infrastructure-as-code, and orchestration platforms.
• Lead technical assessments and onboarding of new cloud security technologies, integrations, and engineering enhancements.
• Ensure alignment of cloud security technologies with regulatory, audit, governance, and operational requirements.
• Provide technical leadership and guidance across platform integration, optimization initiatives, and engineering strategy execution.
• Communicate integration strategy, engineering priorities, and optimization roadmaps to stakeholders and leadership.
• Maintain awareness of emerging technologies including AI-driven security, telemetry engineering practices, detection engineering advancements, and integration methodologies.
• Drive engineering simplification and operational efficiency through consolidation, automation, telemetry optimization, and integration standardization.

Principal Cloud Security

• Secure APIs by implementing robust access control mechanisms, OAuth, JWT, and configuring API gateway security to ensure authenticated and authorized access.
• Develop reusable security design patterns addressing common cybersecurity challenges, ensuring consistency and best practices across diverse technology stacks and business domains.
• Craft clear, actionable security standards and policies, aligning them with industry best practices and regulatory requirements while ensuring adaptability to emerging technologies.
• Lead the design and innovation of security architectures, integrating advanced technologies to protect against evolving threats while enabling business agility and growth.
• Collaborate with key stakeholders to align security initiatives with business objectives, ensuring broad support and integration at all levels.
• Expertise in cybersecurity frameworks, network security, cloud security, identity management, and encryption, with proficiency in implementing zero-trust architectures and secure DevOps practices across diverse IT environments.
• Threat modeling, risk assessment, and vulnerability management, coupled with experience in SIEM implementation, log analysis, and incident response in complex enterprise settings.
• Conduct thorough threat analysis using intelligence and analytics to identify and mitigate potential security risks proactively, reducing business impact.
• Implement and oversee a risk management framework, balancing security investments with business needs to protect assets while supporting growth and innovation.
• Securing machine learning models against adversarial attacks, ensuring data privacy in AI training sets, and implementing ethical AI principles in security applications.
• Develop secure AI/ML pipelines, including model integrity verification, secure feature engineering, and anomaly detection in AI-driven systems.

• Establish and collaborate with a community of LPL Advisors interested in offering business exit planning to build a pipeline of investment banking referrals.
• Contribute to maintaining and expanding the team’s referral network of High-Net-Worth wealth adjacent service providers, including Investment Banking, Business Advisory, OTC Hedging and Monetization.
• Proactive sourcing of leads through LPL advisors of qualified business owners ready for sale or scale.
• Dispositioning, follow up, and follow through of qualified business planning leads.
• Occasional public speaking and conveyance of advanced subject matter in small and large public speaking settings.

AVP, Business Exit Solution

• Develop and maintain an understanding of business unit processes
• Become an expert in assigned products
• Partner with Compliance, Legal, and Technology resources
• Communicate and oversee security solutions
• Proactively identify noncompliance
• Provide regular reporting on cyber security status
• Provide Cyber Security Guidance across functions

Principal Business Information Security Officer – BISO

Data Analyst

• Own and Enhance Reporting
• Develop and maintain core reporting assets, including dashboards, scorecards, and performance metrics
• Partner with stakeholders to translate business needs into actionable reporting and insights
• Deliver Data-Driven Insights
• Analyze data to identify trends, gaps, and opportunities across business development activities
• Present insights clearly to support decision-making at multiple levels of the organization
• Manage and Optimize Data Sources
• Extract and validate data from systems such as Salesforce and internal platforms
• Ensure data accuracy, consistency, and appropriate usage across use cases (e.g., campaigns, performance tracking)
• Drive Process Improvement & Automation
• Evaluate existing reporting and workflows to identify opportunities for efficiency gains
• Design and implement automated solutions to improve data collection, reporting, and scalability
• Advance Analytical Capabilities
• Apply analytical techniques to solve business problems
• Contribute to the team’s evolving use of data, tools, and best practices

Product Manager

• Partner closely with business stakeholders, internal operations, vendors, and technology teams to align goals and priorities, provide vision for PI events and backlog management, and deliver on project commitments.
• Support the execution of strategic initiatives by contributing to program governance structures that promote stakeholder engagement, transparency, and effective product delivery.
• Create and maintain Alternative Investments product roadmaps, execution plans, and performance metrics that support continuous learning and improvement of the Alts Connect platform, ensuring alignment with enterprise goals and delivering measurable outcomes that enhance advisor experience and operational efficiency.
• Collaborate across the enterprise to maintain alignment on product vision, strategy, and performance against goals, applying critical thinking to enhance the value proposition of assigned products and programs.
• Drive informed decision‑making by surfacing risks, trade‑offs, and recommendations, and escalating issues to appropriate leadership levels to enable timely resolution.

VP, Product Management – Advisory and Alternatives

• Provide exceptional service to our advisors and their investors
• Handle 25–30 inbound and outbound contacts daily
• Resolve issues in real-time, support financial transactions, and ensure client satisfaction
• Support firm-wide remediation efforts by proactively engaging clients
• Maintain accurate and up-to-date records by managing assigned worklists
• Collaborate closely with internal teams, advisors, and business partners