Operations Specialist

LPL Financial

Premier Operations Specialist providing comprehensive support to LPL Wealth Advisors Group. Focusing on client relationship enhancement and operational inquiries while ensuring compliance.

Posted 6/26/2026full-timeAustin • Arizona, South Carolina, Texas • 🇺🇸 United StatesJunior💰 $22 - $37 per hourWebsite

About the role

Key responsibilities & impact

Deliver high‑quality phone support to WealthAG advisors across different specialized teams and their end-clients
Handle inquiries including account notifications, cash management, RMD outreach, Rep ID updates, annual review scheduling, issue resolution, signing documents and placing unsolicited trades
Prepare and submit new account documentation, ensuring all materials are complete for processing
Coordinate and track rollovers and transfers (manual and ACAT) to ensure timely completion
Identify client needs and refer clients seeking financial guidance to advisors
Maintain operational excellence through ongoing training on policies, procedures, platforms, and service best practices

Requirements

What you’ll need

Active Series 7 and Series 66 (or equivalent), or ability to obtain required licenses within 180 days
Ability to work onsite in Fort Mill, SC, Tempe, AZ, or Austin, TX
1+ year direct client-facing experience in financial services, ideally in a service or advisory support role

Benefits

Comp & perks

401K matching
health benefits
employee stock options
paid time off
volunteer time off

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

account managementcash managementissue resolutiondocumentation preparationrollover coordinationtransfer processingclient needs assessmentfinancial guidance referral

Soft Skills

communicationproblem-solvingorganizational skillsattention to detailcustomer service

Certifications

Series 7Series 66