Client Service Associate

LPL Financial

Client Service Associate role at LPL Financial providing support to financial advisors. Focused on enhancing client relationships and ensuring regulatory compliance.

Posted 6/17/2026full-timeRemote • Montana • 🇺🇸 United StatesJuniorMid-Level💰 $24 - $39 per hourWebsite

About the role

Key responsibilities & impact

Provide comprehensive administrative and operational support within the financial advisor’s practice.
Enhance client relationships, ensuring compliance with industry regulations, and supporting the firm’s growth initiatives.
Serve as the primary point of contact for clients, addressing inquiries, resolving issues, and educating them on firm services and solutions.
Assist with account-related requests, including transactions, maintenance, and online access, while ensuring compliance with regulatory standards.
Manage client onboarding by collecting documentation, assessing risk profiles, and maintaining accurate records.
Prepare reports and meeting materials, monitor account alerts, and support audits and regulatory reviews.
Collaborate with financial advisors on business plans, marketing initiatives, and client engagement strategies.
Perform administrative tasks such as scheduling, travel arrangements, and expense reporting.

Requirements

What you’ll need

2+ years of financial industry experience, preferably in wealth management
2+ years of experience in client service industry
SIE Certification
Active Series 7 and/or 66 (or equivalent)
Demonstrated strong performance in previous roles, with a focus on client relationship management and operational support.
Robust understanding of financial products and services.
Ability to execute trades and discuss investment recommendations with compliance limits.
Excellent communication and interpersonal skills.
Strong organizational skills and attention to detail.
Proficient in Microsoft Office and financial CRM software.
Strong problem-solving skills.
Ability to work independently and collaboratively in a fast-paced environment.
High level of professionalism, discretion and ethical conduct.
Bachelor’s degree in finance, business or accounting.

Benefits

Comp & perks

401K matching
health benefits
employee stock options
paid time off
volunteer time off

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

financial industry experienceclient service experiencefinancial products and services knowledgetrade executioninvestment recommendationscompliance understandingreport preparationrisk assessmentaccount maintenanceclient onboarding

Soft Skills

client relationship managementcommunication skillsinterpersonal skillsorganizational skillsattention to detailproblem-solving skillsindependencecollaborationprofessionalismdiscretion

Certifications

SIE CertificationSeries 7Series 66Bachelor’s degree in financeBachelor’s degree in businessBachelor’s degree in accounting