Analyst, Corporate Actions

LPL Financial

. Responsible for quality and risk control processes for monitoring systems, vendor oversite, and review of daily processing work for on and offshore team.

Posted 5/15/2026full-timeFort Mill • South Carolina • 🇺🇸 United StatesMid-LevelSenior💰 $28 - $46 per hourWebsite

Tech Stack

Tools & technologies

SQLVBA

About the role

Key responsibilities & impact

Responsible for quality and risk control processes for monitoring systems, vendor oversite, and review of daily processing work for on and offshore team.
Reconciliation and reporting of clearance accounts to ensure all allocations from our various depositories have been properly allocated.
Participate in internal audits by providing documentation and demonstrating compliance of all key and non-key controls in walkthroughs.
Leverage technology to automate manual work and simplify processes where feasible to create a highly scalable, flexible, and efficient infrastructure.
Handle escalations by both the Service Center and Advisors; exercise superior judgement in keeping manager informed about issues.
Recognizes issues, problems, or opportunities and determines whether action is needed.

Requirements

What you’ll need

3-5 years of industry experience (preferably corporate actions) in Operations, Compliance or Risk Management
All Microsoft applications, particularly advanced proficiency in Excel (VBA) and Access.
Ability to work independently in a fast-paced environment with multiple priorities
Excellent verbal and written communication skills
Strong time management and organizational skills
Series 7 preferred
Bachelor’s degree in accounting, Finance, or Economics from an accredited University or College or equivalent industry experience
SQL or Alteryx knowledge

Benefits

Comp & perks

401K matching
health benefits
employee stock options
paid time off
volunteer time off

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

VBAExcelAccessSQLAlteryx

Soft Skills

communicationtime managementorganizational skillsindependent workjudgment

Certifications

Series 7