Senior IT Auditor

LPL Financial

Senior IT Internal Auditor conducting technology and integrated audits at LPL Financial. Testing remediations and collaborating with teams to enhance audit coverage.

Posted 5/13/2026full-timeSan Diego • California, North Carolina • 🇺🇸 United StatesSenior💰 $88,889 - $148,114 per yearWebsite

Tech Stack

Tools & technologies

Cyber Security

About the role

Key responsibilities & impact

Test controls and prepare audit work papers with minimal assistance by the AVP/VP
Lead and execute all areas of audits including audit planning, audit testing, control evaluation, and testing issue remediation
Execute audits in accordance with department and professional standards, and complete assignments timely and in an efficient manner
Mentor Staff level IT auditors on assigned projects
Work closely with business units and audit colleagues to identify and assess risk and controls to support adequate audit coverage
Work with audit colleagues and business units to test and report on the adequacy and effectiveness of management controls
Make recommendations for improvement of the control environment through audits or project participation
Complete assigned / ad-hoc projects timely, accurately and professionally
Maintain and enhance skills through on-going education and training activities to support company needs

Requirements

What you’ll need

Bachelor's degree in Business, Accounting, Finance, Information Systems /Technology or related discipline
2-6 years relevant financial services internal or external audit, compliance / risk, technology or related area experience
Pursuing or attained IT Audit certification (CISA)
Applies an understanding of governance, risk, and control appropriate to the organization
Applies process analysis, business intelligence, and problem-solving techniques
Strong written and verbal skills and demonstrated ability to present complex issues to management
Ability to manage multiple tasks concurrently in an efficient and effective manner with minimal supervision
Working knowledge of technology risks such as cybersecurity, IT operations, and application controls.

Benefits

Comp & perks

401K matching
health benefits
employee stock options
paid time off
volunteer time off

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

audit planningaudit testingcontrol evaluationtesting issue remediationprocess analysisbusiness intelligenceproblem-solving techniquescybersecurityIT operationsapplication controls

Soft Skills

mentoringcommunicationtime managementpresentation skillsrisk assessmentcollaborationattention to detailorganizational skillsadaptabilityindependence

Certifications

CISA