Manager, Alternative Investment Operations

LPL Financial

. Manage daily operations for Alternative Investment products .

Posted 5/7/2026full-timeFort Mill • Arizona, North Carolina • 🇺🇸 United StatesMid-LevelSenior💰 $79,619 - $132,664 per yearWebsite

About the role

Key responsibilities & impact

Manage daily operations for Alternative Investment products
Provide ongoing support, coaching, feedback, and developmental opportunities to address staff needs
Conduct regular meetings with on-site and cross-site teams
Driving a performance management culture
Conduct vendor, regulatory, and risk oversight for all processes
Review and approval management reports and checklist
Support and contribute toward the successful execution of projects and initiatives
Leverage technology to automate manual work and simplify processes
Develop risk-based mitigation approaches
Understand and Interpret rule modifications in an ever-changing regulatory environment
Deliver the best personal and relevant client experience possible through operational and service excellence delivery

Requirements

What you’ll need

5+ years of industry experience (preferably financial services) in Operations
Series 99 required
Ability to work independently in a fast-paced environment with multiple priorities
Ability to work with and communicate effectively to various levels throughout the organization
Ability to learn multiple aspects of the Financial Services Industry
Excellent verbal and written communication skills
Personable and reliable self-starter who requires minimal management oversight for day-to-day work responsibilities
Strong attention to detail with a pro-active approach to solving and preventing problems

Benefits

Comp & perks

401K matching
Health benefits
Employee stock options
Paid time off
Volunteer time off

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

operations managementperformance managementrisk oversightprocess automationregulatory compliancerisk mitigationproject executionreport managementchecklist approval

Soft Skills

coachingfeedbackcommunicationindependenceattention to detailproblem-solvingpersonablereliabilityproactive approach

Certifications

Series 99