VP, AI Governance, Responsible AI

LPL Financial

. Design, implement, and continuously improve enterprise-wide AI governance frameworks that align with regulatory requirements, industry best practices, and organizational values .

Posted 5/1/2026full-timeNew York City • New York • 🇺🇸 United StatesLead💰 $135,960 - $226,600 per yearWebsite

About the role

Key responsibilities & impact

Design, implement, and continuously improve enterprise-wide AI governance frameworks that align with regulatory requirements, industry best practices, and organizational values
Establish and chair AI governance committees, including AI Ethics Boards and Model Risk Management forums, to oversee AI development, deployment, and monitoring
Develop responsible AI principles, policies, and standards addressing fairness, transparency, explainability, accountability, privacy, and safety
Create and maintain AI governance documentation including charters, playbooks, standard operating procedures, and decision frameworks
Ensure AI systems comply with financial services regulations including FCRA, ECOA, fair lending laws, model risk management guidance (SR 11-7), and emerging AI-specific regulations

Requirements

What you’ll need

10+ years of progressive experience in AI governance, Responsible AI, AI Ethics, or related fields, with at least 5 years in Financial Services
Experience with AI/ML technologies, including supervised and unsupervised learning, deep learning, natural language processing, and generative AI
Demonstrated expertise in developing and implementing AI governance frameworks in regulated financial services environments
Experience with AI risk management, including bias detection and mitigation, model validation, and adversarial robustness testing
Experience managing regulatory examinations, audits, or third-party assessments related to AI/ML system

Benefits

Comp & perks

401K matching
health benefits
employee stock options
paid time off
volunteer time off

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

AI governanceResponsible AIAI EthicsAI/ML technologiessupervised learningunsupervised learningdeep learningnatural language processinggenerative AIAI risk management

Soft Skills

leadershipcommunicationorganizational skillscollaborationdecision-making