LPL Financial

Senior Analyst, New Accounts, Business Operations

LPL Financial

full-time

Posted on:

Location Type: Office

Location: Fort Mill • North Carolina • United States

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Salary

💰 $61,877 - $103,129 per year

Job Level

Senior

About the role

  • Lead and oversee quality of robotics processing of new account and maintenance documents.
  • Review and approve documentation for processing rules and procedures.
  • Collaborate with Compliance, Legal, and Risk teams to resolve regulatory or procedural issues.
  • Analyze workflow metrics and identify opportunities for process improvement and risk mitigation.
  • Develop and maintain detailed standard operating procedures (SOPs) for automation.
  • Provide training, mentorship, and guidance to team members.
  • Support control processes by preparing documentation and responding to inquiries.
  • Ensure accurate recordkeeping and adherence to data integrity standards.
  • Lead cross-functional projects aimed at improving efficiency and client experience.

Requirements

  • 2+ years of experience in financial operations with a focus on account maintenance and opening.
  • Strategic thinker with strong analytical and problem-solving abilities.
  • Ability to manage complex projects and prioritize competing deadlines.
  • High attention to detail and commitment to accuracy.
  • Strong leadership and team development skills.
  • Excellent communication and interpersonal skills, with the ability to influence and collaborate across departments.
Benefits
  • 401K matching
  • health benefits
  • employee stock options
  • paid time off
  • volunteer time off
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
quality assuranceworkflow analysisprocess improvementstandard operating proceduresdata integrityfinancial operationsaccount maintenancedocumentation reviewrisk mitigationautomation
Soft Skills
analytical skillsproblem-solvingproject managementattention to detailleadershipteam developmentcommunicationinterpersonal skillsstrategic thinkingcollaboration