Reconciling trade settlement and transfer fails to receive/deliver for equity and fixed income securities, metals, alternative investments, and international securities
Performing surveillance of trade obligations through daily reports for Municipal Bond, DVP, Penny Stock and CNS Trades and providing documented QC of reports generated by others
Balancing net settlement figures between General Ledger accounts for DTCC, NSCC, CNS, Bank of New York (BONY), and Fidelitrade
Offering strong problem solving to reconcile complex stock record breaks and supporting junior associates through training and learning
Executing Buy-ins and maintaining surveillance on short holdings of both securities and cash to ensure control of firm-level and client-level positions
Partnering with Trading, Purchase & Sales, Treasury, and Operations Control to help run a sound business
Working with senior analysts, and leadership to drive improvement for the business through dedicated efforts on team projects

Requirements

2+ years’ experience in the brokerage and financial services industry, or 1+ year of direct Settlements Experience
Strong analytical and problem solving skills with a keen attention to detail
Proficient to Advanced with Microsoft Office, particularly Excel, Word, PowerPoint
Excellent oral and written communication skills
Ability to perform under pressure with competing deadlines
Bachelor’s Degree from an Accredited University (preferred)
FINRA SIE or Securities Registration (preferred)
Prior Experience in an Analytical Role (preferred)
Experience using SQL macros and V-Lookups (preferred)

Benefits

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

trade settlementreconciliationsurveillanceanalytical skillsSQLV-LookupsMicrosoft ExcelMicrosoft WordMicrosoft PowerPointproblem solving

Soft Skills

attention to detailcommunication skillsability to perform under pressuretrainingteam collaborationleadershipproblem solving

Certifications

Bachelor’s DegreeFINRA SIESecurities Registration