Lightstone

Compliance

• Manage ongoing regulatory compliance across all entities in the insurance group
• Monitor, interpret, and apply insurance laws and regulations across all relevant jurisdictions, including Arizona, Indiana, Oklahoma, and Puerto Rico
• Ensure all holding company structures, inter-company agreements, affiliated transactions, and enterprise arrangements comply with applicable insurance holding company acts and related statutes
• Support compliance oversight for the international insurer operating under the Puerto Rico International Insurance Center framework
• Lead preparation for and management of all state regulatory examinations, including financial and market conduct examinations
• Act as a primary point of contact with applicable insurance departments and regulatory bodies
• Maintain examination readiness programs; ensure all companies are in a continuous state of audit preparedness
• Prepare, review, and submit all required regulatory filings across all entities and jurisdictions on a timely basis
• Review transactions, inter-company agreements, affiliated arrangements, and reinsurance contracts for regulatory compliance
• Support domicile selection, licensing, and regulatory structuring for the new life and annuity company formation
• Monitor investment management and structuring across entities for compliance with applicable investment laws and statutory requirements
• Develop and maintain compliance policies, procedures, and internal controls across all entities
• Maintain a compliance calendar tracking all regulatory deadlines, renewal dates, and filing obligations
• Provide compliance guidance and training to management and staff

Vice President, Insurance Compliance