Compliance Audit Manager

LendingClub

Compliance Audit Manager at Happen Bank overseeing audit work and risk management processes. Utilizing AI and data analytics to enhance compliance monitoring capabilities.

Posted 6/24/2026full-timeSan Francisco • California, Utah • 🇺🇸 United StatesMid-LevelSenior💰 $101,000 - $159,000 per yearWebsite

About the role

Key responsibilities & impact

Lead and perform moderate to high-complexity audit work with limited supervision
Identify key risks across end-to-end processes and develop risk-based audit scopes and test plans
Execute and document audit procedures in accordance with Institute of Internal Auditors (IIA) standards
Provide guidance and mentorship to audit team members throughout audit execution, fostering collaboration and professional growth
Partner with business leaders to validate findings, identify root causes, and agree on practical, sustainable corrective actions
Monitor management’s progress on remediation efforts and validate completed actions
Support department-wide projects and initiatives to enhance Internal Audit methodologies, tools, and assurance capabilities
Own and advance the Bank's established Compliance and Financial Crimes Compliance coverage strategies
Stay current on emerging audit standards, regulatory changes, and industry trends, and share insights with the broader team
Leverage artificial intelligence throughout the audit lifecycle to enhance efficiency, consistency, and insight generation
Work cross-functionally to advance the Bank's compliance monitoring capabilities toward real-time, continuous compliance auditing

Requirements

What you’ll need

6+ years of Internal Audit or related experience, ideally within financial services
Bachelor's degree or higher, or equivalent combination of education and experience
Professional certification(s) such as CIA, CISA, CPA, CAMS, or CRCM preferred (or willingness to obtain)
Strong analytical and critical-thinking skills, including proficiency with Excel and data analytics
Excellent organizational skills and the ability to manage multiple priorities effectively
Advanced written and verbal communication skills, with the ability to clearly articulate insights and influence stakeholders
Experience with audit management tools (e.g., Optro)
Working knowledge of key regulations, including consumer protection laws and BSA/AML/OFAC programs
Curious, adaptable, and proactive, with a passion for continuous improvement and driving meaningful impact

Benefits

Comp & perks

Medical, dental and vision plans for employees and their families
401(k) match
Health and wellness programs
Flexible time off policies for salaried employees
Up to 16 weeks paid parental leave
Relocation assistance based on actual job level

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

internal auditdata analyticsaudit proceduresrisk-based audit scopestest planscompliance monitoringfinancial crimes complianceExcel proficiencyartificial intelligence in auditingaudit management tools

Soft Skills

analytical skillscritical-thinking skillsorganizational skillscommunication skillsmentorshipcollaborationadaptabilityproactivitycuriositycontinuous improvement

Certifications

CIACISACPACAMSCRCM