Together with the Head of Compliance, you’ll be the key point of contact for the business and all departments on regulatory and compliance matters across the company.
Build and evolve our MaRisk-compliant Compliance Management System, shaping the compliance framework at lemon.markets.
Conduct compliance risk analyses, run monitoring and testing, and ensure timely remediation and clear, audit-ready documentation.
Develop and maintain internal compliance policies, procedures, and processes in line with German and European regulations (MaRisk, MaComp, WpIG, MiFID II).
Track regulatory updates (e.g. BaFin, ESMA, EBA) and translate them into actionable internal processes, communication, and training.
Partner with Product, Engineering, and Operations to embed compliance into products and processes from day one, and act as a regulatory sparring partner across the business.
Use technology and automation to enhance monitoring, streamline documentation, and identify emerging risks.
Requirements
You have gained relevant experience in compliance. You have at least 5 years of experience in these areas, ideally within an investment firm, FinTech, or another regulated financial institution.
You are fluent in both German and English (written and spoken) and can communicate clearly across legal, technical, and business teams.
You have a solid understanding of the German and European regulatory landscape, particularly WpIG, MaRisk, MaComp, and MiFID II.
You enjoy translating regulation into action. You are compliance-minded yet solution-oriented – you understand regulatory risk but also how to enable the business to move forward safely and efficiently.
You like building smart, scalable processes from scratch rather than waiting for the perfect system to arrive.
You are curious about innovation and the role of technology and AI in compliance, whether it’s for automating monitoring tasks, detecting risks faster, or improving documentation.
You thrive in fast-paced, highly regulated environments and are ready to take ownership from day one.
You bring a structured, hands-on mindset, believe in feedback loops and continuous improvement, and enjoy working collaboratively with product, engineering, and legal stakeholders.
You’re passionate about making investing simpler, more transparent, and more accessible across Europe, and you see compliance as a key enabler of that mission.