
Head of Global Capital Markets Compliance
Kraken Digital Asset Exchange
full-time
Posted on:
Location Type: Remote
Location: United States
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Salary
💰 $193,600 - $431,200 per year
Job Level
About the role
- Lead the governance, oversight, and integrity of trading and market activities across global exchange, broker, and capital markets operations
- Shape the evolution of global digital asset market structure and capital markets infrastructure
- Provide clear oversight, escalation, and subject matter leadership across trading and market integrity globally
- Ensure regulatory alignment while enabling business growth and expansion
- Ensure the capital markets compliance program remains risk-based, scalable, and defensible across all jurisdictions
- Collaborate with Regional Compliance Officers, Legal, product and engineering teams, and operational stakeholders
Requirements
- 10+ years in markets, trading, or capital markets compliance
- Senior leadership roles within exchanges, broker-dealers, or trading platforms
- Deep expertise in MiCA, MiFID II / MAR, FCA trading venue / MTF frameworks
- Strong working knowledge of SEC / CFTC / NFA & global regulatory environments across APAC, Middle East, and emerging markets
- Strong understanding of order book dynamics, trading mechanics, market microstructure, capital markets lifecycle (including listings), information barriers to manage price sensitive information
- Familiarity with surveillance technologies and data-driven monitoring frameworks
- Proven ability to lead global compliance programs
- Ability to operate as a senior advisor and influence executive stakeholders
- Experience managing complex, multi-jurisdictional regulatory environments
- Strong background in trading venues/market infrastructure, market structure, market abuse frameworks, conflicts management, and information barriers to manage material nonpublic information.
Benefits
- Offers Equity
- Offers Bonus
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
capital markets compliancetrading mechanicsmarket microstructureorder book dynamicssurveillance technologiesdata-driven monitoring frameworksregulatory alignmentrisk-based complianceMiCAMiFID II
Soft Skills
leadershipcollaborationinfluencing executive stakeholdersoversightsubject matter leadershipadvisory skillscommunicationproblem-solvingstrategic thinkingstakeholder management