Manager, Regulatory Intelligence
KOR Financial
full-time
Posted on:
Location Type: Remote
Location: Remote • New York • 🇺🇸 United States
Visit company websiteSalary
💰 $120,000 - $180,000 per year
Job Level
SeniorLead
About the role
- Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, Canadian provincial regulators.
- Perform detailed analysis of regulatory changes to determine their potential impact on clients’ derivatives trading desks, operations, technology, and control functions.
- Conduct in-depth legal and regulatory analysis, providing clear, concise, and actionable summaries.
- Draft detailed regulatory analyses, highlighting key obligations, impacts, and implementation considerations for internal stakeholders and clients.
- Develop and maintain knowledge base articles to educate and inform clients on regulatory changes.
- Create requirement outlines for product and compliance teams based on regulatory developments.
- Act as a point of escalation for regulatory questions from clients and internal stakeholders.
- Participate in client meetings to provide subject matter expertise on regulatory requirements.
- Provide detailed, practical advice on reporting requirements for different categories of market participants (dealers, end-users, asset managers, etc.).
- Partner with Product and Technology teams to ensure regulatory requirements are accurately translated into system functionality.
Requirements
- 7+ years of experience in regulatory compliance, legal, product or risk management roles within financial services, preferably with a focus on derivatives trade reporting.
- Strong expertise in CFTC, SEC, and Canadian regulatory regimes and ability to conduct regulatory research and analysis independently.
- Proven track record as a compliance SME, with experience bridging the gap between regulatory requirements and business/technology solutions.
- Exceptional written communication skills, capable of producing detailed regulatory analysis and client-facing knowledge articles.
- Excellent oral communication and presentation skills, with confidence in addressing clients, regulators, and industry forums.
- Experience collaborating with technology and product teams on regulatory implementation projects.
- Highly motivated, self-starter with the ability to work independently and drive projects forward.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory complianceregulatory analysisderivatives trade reportingregulatory researchreporting requirementslegal analysisimpact assessmentrequirement outlinesknowledge base development
Soft skills
written communicationoral communicationpresentation skillsclient engagementindependent workproject managementcollaborationproblem-solvingattention to detail