Manager, Regulatory Intelligence
KOR Financial
full-time
Posted on:
Location Type: Remote
Location: New York • United States
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Salary
💰 $120,000 - $180,000 per year
About the role
- Actively track and analyze regulatory developments, proposed rules, final rules, and guidance from key global regulators, including the CFTC, SEC, Canadian provincial regulators.
- Perform detailed analysis of regulatory changes to determine their potential impact on clients’ derivatives trading desks, operations, technology, and control functions.
- Conduct in-depth legal and regulatory analysis, providing clear, concise, and actionable summaries.
- Draft detailed regulatory analyses, highlighting key obligations, impacts, and implementation considerations for internal stakeholders and clients.
- Develop and maintain knowledge base articles to educate and inform clients on regulatory changes.
- Create requirement outlines for product and compliance teams based on regulatory developments.
- Act as a point of escalation for regulatory questions from clients and internal stakeholders.
- Participate in client meetings to provide subject matter expertise on regulatory requirements.
- Provide detailed, practical advice on reporting requirements for different categories of market participants (dealers, end-users, asset managers, etc.).
- Partner with Product and Technology teams to ensure regulatory requirements are accurately translated into system functionality.
Requirements
- 7+ years of experience in regulatory compliance, legal, product or risk management roles within financial services, preferably with a focus on derivatives trade reporting.
- Strong expertise in CFTC, SEC, and Canadian regulatory regimes and ability to conduct regulatory research and analysis independently.
- Proven track record as a compliance SME, with experience bridging the gap between regulatory requirements and business/technology solutions.
- Exceptional written communication skills, capable of producing detailed regulatory analysis and client-facing knowledge articles.
- Excellent oral communication and presentation skills, with confidence in addressing clients, regulators, and industry forums.
- Experience collaborating with technology and product teams on regulatory implementation projects.
- Highly motivated, self-starter with the ability to work independently and drive projects forward.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory complianceregulatory analysisderivatives trade reportingregulatory researchreporting requirementslegal analysisimpact assessmentrequirement outlinesknowledge base development
Soft Skills
written communicationoral communicationpresentation skillsclient engagementindependent workproject managementcollaborationproblem-solvingattention to detail