Senior Manager, Regulatory Advisory and Compliance
T. Rowe Price
Senior Compliance Analyst
Kikoff
full-time
Posted on:
Location Type: Hybrid
Location: San Francisco • California • 🇺🇸 United States
Visit company websiteSalary
💰 $120,000 - $180,000 per year
Job Level
Senior
About the role
- Implement and maintain compliance programs, policies, and procedures to align with relevant financial laws and regulations.
- Conduct regular risk assessments to identify potential compliance issues and risks, then develop strategies to mitigate these risks that balance rigor and efficiency
- Monitor day-to-day operations for suspicious activities, review marketing materials, and conduct audits to ensure adherence to internal policies and external regulations.
- Prepare and submit compliance reports to management, oversight committees, and partners
- Collaborate with internal and external auditors, as well as other departments, to ensure comprehensive compliance efforts.
- Partner with Product, Engineering, and Ops teams to map compliance requirements for new features, products, and partnerships
Requirements
- 5+ years work experience with 2+ years experience working with financial regulations and processes, such as BSA, AML, UDAAP, FCRA, KYC/CIP, CAN-SPAM etc at a Fintech and/or Financial Institution.
- Familiarity with the bank partnership model, including diligence and onboarding processes
- Excellent verbal and written communication skills to effectively advise management and train staff.
- Ability to analyze complex data and regulatory changes, and to identify risks and develop practical solutions
Benefits
- Medical, dental, and vision coverage - Kikoff covers the full cost of health insurance for the employee!
- Visa sponsorship available: Kikoff is willing to provide sponsorship for H1-B visas and U.S. green cards for exceptional talent.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance programsrisk assessmentscompliance reportsdata analysisregulatory changesBSAAMLUDAAPFCRAKYC/CIP
Soft skills
communication skillsadvising managementtraining staffcollaborationproblem-solving
