Investment Associate – FINRA Registered
KeyBank
full-time
Posted on:
Location Type: Office
Location: Fife • Washington • 🇺🇸 United States
Visit company websiteSalary
💰 $22 - $30 per hour
Job Level
JuniorMid-Level
About the role
- Provide support to the Private Client Advisors
- Customer service duties, assist in daily office operations
- Establishing new accounts, customer account servicing
- Processing estate account requests
- Researching problems, preparing and editing correspondence
- Obtaining proper approval on correspondence
- Record keeping, heavy order entry, and client contact
- Follow up on client service activities and Advisor's requests
- Create and manage the client database
- Help make and schedule appointments
- Expected to participate in sales support activities
Requirements
- High School Diploma (required)
- A minimum of 1 year experience in brokerage or financial services (required)
- FINRA License S7 within 120 Days (required)
- FINRA License S63 within 120 Days (required)
- Working knowledge of investment products
- Excellent organizational skills and strong attention to detail
- Strong written and verbal communication
- Excellent computer skills: Word, Excel, Power Point, email, internet savvy, etc.
Benefits
- short-term incentive compensation subject to individual and company performance
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
customer serviceaccount servicingorder entryrecord keepingdatabase managementinvestment products
Soft skills
organizational skillsattention to detailwritten communicationverbal communication
Certifications
High School DiplomaFINRA License S7FINRA License S63