Salary
💰 $110,000 - $130,000 per year
About the role
- Oversee completion of annual audit plan
- Support during audit projects
- Manage audits across a variety of capital markets activities
- Coach and develop staff members
- Assist in risk intelligence process and trainings
Requirements
- 7+ years Audit or Related Experience (preferred)
- Bachelor's Degree (preferred)
- Master's Degree (preferred)
- Knowledge of capital markets activities and/or market risk (preferred)
- Knowledge of regulations applicable to capital markets including Market Risk Rule, Volcker Rule, SEC, FINRA, and CFTC Swap Dealer rules (preferred)
- Health insurance
- 401(k) matching
- Flexible work hours
- Paid time off
- Short-term incentive compensation
- Deferred incentive compensation
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
auditrisk intelligencecapital markets activitiesmarket riskregulationsMarket Risk RuleVolcker RuleSECFINRACFTC Swap Dealer rules
Soft skills
coachingstaff developmentproject management