Compliance Advisory Manager

Insight Investment

Compliance Advisory Manager overseeing compliance framework at Insight Investment. Advising on regulatory risks and maintaining compliance standards within asset management.

Posted 6/11/2026full-timeLondon • 🇬🇧 United KingdomMid-LevelSeniorWebsite

About the role

Key responsibilities & impact

General Advisory Compliance – work with the wider team to provide advice and guidance to the businesses on a variety of regulatory themes.
Financial Promotions – undertake reviews of marketing and advertising to ensure that all such material is in accordance with regulatory requirements and Insight and BNY policies and standards. Provide advice and guidance on regulatory requirements and Insight policies
Client Liaison – respond to DDQ and RFP requests (Compliance specific questions), represent compliance at client meetings.
Costs and Charges/Client Reporting – provide advice to the business on regulatory requirements.
Operational Resilience –provide advice and guidance as needed.
Regulatory risk assessment process – the ongoing review of the effectiveness of Insight’s ‘end to end’ systems and controls in mitigating its regulatory risks. Ensure enhancement measures are identified and implemented in a timely manner as necessary. This will include liaising with Insight’s key outsourcers/vendors as required.
Compliance Manual/Policies/Procedures – the ongoing development and maintenance of the Compliance manual, policies, and procedures. Ensuring these are kept up to date and relevant for Insight’s business, mapped back to BNY policies and Insight’s key regulatory risks and are readily available on the intranet.
Regulatory change/guidance – undertake horizon scanning to identify and assess the impact of new/amended regulatory requirements, guidance, and hot topics relevant to Insight. Proactively liaise and work with business areas on implementing new or amended governance arrangements, processes, and controls regarding areas of regulatory change and focus. Identify relevant findings from regulatory enforcement cases and assess if any further actions for Insight to take in enhancing its regulatory control environment in these areas.
Involvement with FCA re surveys, visits, reviews including; inputting into the provision of information requests and onsite visits, assisting Insight prepare for onsite FCA visits and inputting into Insight responses to FCA review reports. Tracking completion of any actions committed to in responses.
Production and implementation of training covering key regulatory risks impacting on Insight.
Analyse outputs from the regulatory risk assessment process and ancillary activities and identify, report, and address any underlying systemic trends that may exist.
Liaise with other Compliance Teams and colleagues re findings from activities.
Production of compliance MI.
Compliance projects.

Requirements

What you’ll need

Relevant experience within a compliance asset management role (general compliance advisory and financial promotions).
Understanding of principle regulatory risks and how conduct risk applies across a firm.
Desire to continually enhance knowledge and understanding of the industry, the regulatory environment and Insight.
Generalist Compliance Advisory experience in FCA requirements including conflicts, conduct risk, policy drafting, and CASS.
Excellent communicator, proactive and willing to learn, team player who can build positive business relationships, able to take responsibility for making judgements after working logically through a set of issues to reach a balanced decision, able to pragmatically interpret and apply regulations in a practical manner.
Ability to make sound judgement calls on regulatory matters based on a robust analysis of available facts, appreciating the various nuances of differing situations.
Demonstrate innovation and entrepreneurialism where appropriate, constructively challenging the status quo; identify new ways of doing things and how these can best be implemented.
Understanding of AI-enabled tools, technologies, and practical applications, with the ability to apply these appropriately within the role to enhance productivity, decision-making, or business outcomes.

Benefits

Comp & perks

🌐 Worldwide ❌ Jobs You've Hidden ⭐️ Saved Jobs ✅ Applied Jobs ✉️ Email Alerts 👤 Account Insight Investment Website LinkedIn All Job Openings 501 - 1000 employees Insight Investment is a leading global asset manager, responsible for assets under management across liability driven investment (LDI), cashflow-driven investing (CDI) and longevity hedging, currency management, fixed income, absolute return, multi-asset and specialist investment strategies. Compliance Advisory Manager 🔥 1 hour ago 🏢🏡 London – Hybrid ⏰ Full Time 🟡 Mid-level 🟠 Senior 🚔 Compliance Apply Now Find Hiring Managers Customize resume + cover letter Report problem ☆ Save ☑️ Mark as applied ❌ Hide 📋 Description
General Advisory Compliance – work with the wider team to provide advice and guidance to the businesses on a variety of regulatory themes.
Financial Promotions – undertake reviews of marketing and advertising to ensure that all such material is in accordance with regulatory requirements and Insight and BNY policies and standards. Provide advice and guidance on regulatory requirements and Insight policies
Client Liaison – respond to DDQ and RFP requests (Compliance specific questions), represent compliance at client meetings.
Costs and Charges/Client Reporting – provide advice to the business on regulatory requirements.
Operational Resilience –provide advice and guidance as needed.
Regulatory risk assessment process – the ongoing review of the effectiveness of Insight’s ‘end to end’ systems and controls in mitigating its regulatory risks. Ensure enhancement measures are identified and implemented in a timely manner as necessary. This will include liaising with Insight’s key outsourcers/vendors as required.
Compliance Manual/Policies/Procedures – the ongoing development and maintenance of the Compliance manual, policies, and procedures. Ensuring these are kept up to date and relevant for Insight’s business, mapped back to BNY policies and Insight’s key regulatory risks and are readily available on the intranet.
Regulatory change/guidance – undertake horizon scanning to identify and assess the impact of new/amended regulatory requirements, guidance, and hot topics relevant to Insight. Proactively liaise and work with business areas on implementing new or amended governance arrangements, processes, and controls regarding areas of regulatory change and focus. Identify relevant findings from regulatory enforcement cases and assess if any further actions for Insight to take in enhancing its regulatory control environment in these areas.
Involvement with FCA re surveys, visits, reviews including; inputting into the provision of information requests and onsite visits, assisting Insight prepare for onsite FCA visits and inputting into Insight responses to FCA review reports. Tracking completion of any actions committed to in responses.
Production and implementation of training covering key regulatory risks impacting on Insight.
Analyse outputs from the regulatory risk assessment process and ancillary activities and identify, report, and address any underlying systemic trends that may exist.
Liaise with other Compliance Teams and colleagues re findings from activities.
Production of compliance MI.
Compliance projects. 🎯 Requirements
Relevant experience within a compliance asset management role (general compliance advisory and financial promotions).
Understanding of principle regulatory risks and how conduct risk applies across a firm.
Desire to continually enhance knowledge and understanding of the industry, the regulatory environment and Insight.
Generalist Compliance Advisory experience in FCA requirements including conflicts, conduct risk, policy drafting, and CASS.
Excellent communicator, proactive and willing to learn, team player who can build positive business relationships, able to take responsibility for making judgements after working logically through a set of issues to reach a balanced decision, able to pragmatically interpret and apply regulations in a practical manner.
Ability to make sound judgement calls on regulatory matters based on a robust analysis of available facts, appreciating the various nuances of differing situations.
Demonstrate innovation and entrepreneurialism where appropriate, constructively challenging the status quo; identify new ways of doing things and how these can best be implemented.
Understanding of AI-enabled tools, technologies, and practical applications, with the ability to apply these appropriately within the role to enhance productivity, decision-making, or business outcomes. Apply Now 📊 Check your resume score for this job Improve your chances of getting an interview by checking your resume score before you apply. Check Resume Score Similar Jobs Compliance Officer 🕒 Yesterday CF 51 - 200 Website LinkedIn All Job Openings Compliance Officer responsible for information governance, data protection, and regulatory compliance in healthcare consultancy. Developing policies and ensuring compliance across multiple functions. 🏢🏡 London – Hybrid ⏰ Full Time 🟡 Mid-level 🟠 Senior 🚔 Compliance 🇬🇧 UK Skilled Worker Visa Sponsor Compliance Analyst 🕒 3 days ago VFX Financial PLC 51 - 200 💸 Finance 💳 Fintech Website LinkedIn All Job Openings Compliance Analyst conducting KYC and risk assessments for fintech company. Collaborating with various teams and ensuring regulatory compliance in onboarding processes. 🏢🏡 London – Hybrid ⏰ Full Time 🟡 Mid-level 🟠 Senior 🚔 Compliance Compliance Manager – Trade & Transaction Reporting 🕒 6 days ago NatWest Group 10,000+ employees 🏦 Banking 💸 Finance 💳 Fintech Website LinkedIn All Job Openings Compliance Manager overseeing risk and control mechanisms for Trade & Transaction Reporting. Supporting regulatory compliance and management of the bank's risk profile. 🏢🏡 London – Hybrid ⏰ Full Time 🟡 Mid-level 🟠 Senior 🚔 Compliance 🇬🇧 UK Skilled Worker Visa Sponsor GCP Compliance Manager – Clinical Programs, Trials 🕒 June 3 Novartis 10,000+ employees 💊 Pharmaceuticals 🧬 Biotechnology ⚕️ Healthcare Insurance Website LinkedIn All Job Openings GCP Compliance Manager supporting clinical trial teams with compliance oversight and risk assessment guidance for clinical trials. Working collaboratively across global teams to ensure quality and adherence to standards. 🏢🏡 London – Hybrid ⏰ Full Time 🟡 Mid-level 🟠 Senior 🚔 Compliance 🇬🇧 UK Skilled Worker Visa Sponsor GCP Compliance Manager – Clinical Programs & Trials 🕒 June 2 Kerr Dental 1001 - 5000 ⚕️ Healthcare Insurance 🔬 Science 🧘 Wellness Website LinkedIn All Job Openings GCP Compliance Manager ensuring compliance in clinical trial management for Novartis. Overseeing Good Clinical Practice standards and guiding Clinical Trial Teams in regulatory scenarios. 🏢🏡 London – Hybrid 💰 Debt Financing on 2005-12 ⏰ Full Time 🟡 Mid-level 🟠 Senior 🚔 Compliance View More Compliance Jobs 🌐 Worldwide Built by Lior Neu-ner. I'd love to hear your feedback — Get in touch via DM or support@remoterocketship.com Search Search Jobs by country Search jobs by city Search jobs by job title Search entry-level jobs Search junior-level jobs Search senior-level jobs Search jobs by tech stack Search jobs by contract type Search remote internships Search remote part-time jobs Remote jobs Anywhere in the World Companies Hiring Anywhere in the World Companies Hiring Sales People Anywhere in the World Companies Hiring Software Engineers Anywhere in the World Resources Advice Tips for finding remote jobs Interview questions and answers Resume examples Cover letter examples Post a job Affiliates Privacy policy Terms of service Job board SEO course AI Apply Copilot OpenClaw job finder Jobs by Country Remote jobs anywhere in the world (Worldwide remote jobs) Remote jobs United States Remote jobs Australia Remote jobs Brazil Remote jobs Canada Remote jobs France Remote jobs Ireland Remote jobs Germany Remote jobs Netherlands Remote jobs Spain Remote jobs UK Popular Jobs Remote data analyst jobs Remote customer support jobs Remote executive assistant jobs Remote marketing jobs Remote product designer jobs Remote product manager jobs Remote project manager jobs Remote recruiter jobs Remote sales jobs Remote software engineer jobs Jobs by Type Remote full-time jobs Remote part-time jobs Remote contract jobs Remote internship jobs Remote entry-level jobs Remote jobs with no experience required Remote junior jobs (1-3 years of experience) Digital nomad jobs Remote jobs with no degree required Freelance remote jobs Temporary remote jobs Remote jobs hiring now Stay at home mom jobs

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Hard Skills & Tools

compliance advisoryfinancial promotionsregulatory risk assessmentpolicy draftingCASSregulatory requirementsregulatory changeconduct risktraining productioncompliance MI

Soft Skills

excellent communicatorproactiveteam playerpositive business relationshipssound judgementlogical decision-makinginnovationentrepreneurialismconstructive challengingadaptability