INGOT

Financial Crime

• Develop, implement and maintain a comprehensive compliance programme that ensures adherence to CySEC regulations, as well as all relevant laws and industry standards across the European region
• Cover both the AML and Regulatory Compliance functions
• Be responsible for the complete and accurate provision of regulatory information required both internally (business stakeholders) and externally (regulatory bodies, auditors, etc.)
• Provide advice, guidance and assistance on compliance-related matters, as well as training to members of other departments, as necessary from time to time
• Handle pertinent communications with the relevant regulators and other supervisory authorities as may apply
• Analyse new compliance legislation, market developments and developments in the local and EU regulatory framework, and propose relevant implementation plans
• Review and identify compliance risks associated with business practices, third-party agreements, products and services, and propose and implement mitigation actions for those risks
• Produce and submit periodic compliance and AML reports to the Company’s management and to the regulatory bodies
• Develop and oversee the implementation of the annual compliance risk assessment and monitoring programs of the Company, reflecting the organization’s unique characteristics, and periodically revise these programs in light of emerging regulatory/compliance requirements
• Coordinate internal compliance reviews and monitoring activities, including periodic reviews of departments, and independently investigate and act on any matters related to compliance
• Review and approve marketing materials, websites, social media content and promotional campaigns for regulatory compliance and accuracy
• Investigate and resolve compliance-related issues, complaints or incidents in a timely and effective manner
• Any other duties that are requested and relevant to the role.

CySEC Compliance and AML Officer