Trade Surveillance Analyst

Huron

Consultant in Trade Surveillance focused on compliance, conducting daily surveillance and investigations. Collaborating with IT and Senior Management to ensure effective monitoring and compliance procedures.

Posted 4/21/2026contractNew York City • New York • 🇺🇸 United StatesMid-LevelSeniorWebsite

About the role

Key responsibilities & impact

Clear trade alerts backed up due to a change in trade surveillance systems
Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies
Perform research and investigations to identify reasons for potential violations
Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements
Liaise with Information Technology and Senior Management in the development, review, and clearing of surveillance models

Requirements

What you’ll need

Experience in Trade Surveillance
Knowledge of compliance rules and regulations
Strong research and investigation skills
Ability to document findings accurately
Liaise with IT and Senior Management

Benefits

Comp & perks

medical, dental, and vision coverage to employees and dependents
a 401(k) plan with a generous employer match
an employee stock purchase plan
a generous Paid Time Off policy
paid parental leave and adoption assistance
Wellness Program supporting employee total well-being by providing free annual health screenings and coaching, bank at work, and on-site workshops, as well as ongoing programs recognizing major events in the lives of our employees throughout the year

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

trade surveillancecompliance rulesregulationsresearch skillsinvestigation skillsdocumentation

Soft Skills

communicationliaisonaccuracy