Report directly to the Senior Compliance Manager - Europe
Support the European Compliance Department in ensuring that the European offices of the Operating Entity maintain regulatory systems and controls that comply with applicable laws and regulations
Implementing and monitoring the Compliance Plan
Identifying and interpreting regulatory requirements across multiple jurisdictions
Developing, reviewing, and updating compliance policies and procedures
Preparing regulatory reports for the Operating Entity and governance committees
Supporting the implementation of risk-based compliance controls
Assessing business operations for regulatory impact
Collaborate with other Compliance Officers, business stakeholders, and regulatory bodies to ensure a consistent compliance approach across European operations
Requirements
Must have experience of identifying and interpreting the application of European insurance regulatory requirements
Must be knowledgeable on the expectations of the Insurance Distribution Directive and other applicable EU insurance directive and their application to insurance broking organisations
Experience of identifying and interpreting regulatory requirements across various EU states
Will ideally have some experience and knowledge of working within a financial services firm, ideally within the insurance industry
Will ideally have some knowledge and understanding of insurance principles, products and services
Strong desire to learn and develop in order to build up an understanding of regulatory and insurance processes
Self-starter
Strong written and oral communication skills
Analytical and problem solving skills
University degree in Law, Finance, Risk Management, or a related field
Professional certification in compliance, risk, or insurance
Minimum 3 years of experience in compliance, legal, or risk functions within insurance or financial services
Fluent English required; French, German, or Italian is a plus.
Benefits
Reasonable adjustments for office setups
Flexible hours
Hybrid working options
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
strong written communicationstrong oral communicationanalytical skillsproblem solvingself-starterdesire to learncollaborationstakeholder engagementorganizational skillsattention to detail
Certifications
professional certification in complianceprofessional certification in riskprofessional certification in insurance