Senior Client Regulatory Associate

HedgeServ

Client Regulatory Sr. Associate ensuring compliance with hedge fund regulatory reporting requirements.

Posted 6/13/2026full-timeDallas • North Carolina, Texas • 🇺🇸 United StatesSeniorWebsite

About the role

Key responsibilities & impact

Responsible for various operational requirements surrounding hedge fund regulatory compliance reporting
Review & prepare accurate and complete Regulatory Reporting filings and ensure all filings are filed within the prescribed deadlines
Liaise with other operations teams within HedgeServ including Middle Office, Fund Accounting and Investor Services
Resolve issues and take on special projects or tasks as assigned
Support the research of new regulatory requirements and educate HedgeServ client service teams on the requirements and how they impact HedgeServ’s clients
Assist with the firm’s implementation of its regulatory service offerings, including systems integration with a third party provider
Ensure any software development is scheduled, tested and deployed as it relates to the regulatory compliance service offering
Work with other operating and technology teams to incorporate new workflows into the firm’s overall technology strategy
Assist in client communications alerting clients of any updates or changes to regulations or any new regulatory service offerings
Ensure that client requests for service changes or enhancements are managed appropriately

Requirements

What you’ll need

2 to 4 years of experience in audit or tax in the alternative investments space at a national accounting firm
Computer skills including high degree of Microsoft Excel experience regarding data management, efficiencies and controls
Financial Product experience (understanding of financial theory and operations for a variety of cash and derivative instruments)
Organization skills/ ability to manage multiple assignments and competing priorities
Notable oral and written communication skills
System Testing experience and documentation of system process (i.e., flowcharts)

Benefits

Comp & perks

Fully paid comprehensive health and well-being benefits
Remote and hybrid working arrangements

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

regulatory compliance reportingregulatory reporting filingsdata managementsystem testingfinancial product experiencedocumentation of system processMicrosoft Excelworkflow integrationsoftware developmentsystems integration

Soft Skills

organization skillsoral communication skillswritten communication skillsability to manage multiple assignmentsproblem-solvingteam collaborationclient communicationproject managementattention to detailadaptability