Compliance Associate
Harrison Street
full-time
Posted on:
Location Type: Hybrid
Location: Chicago • Illinois • United States
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Salary
💰 $60,000 - $100,000 per year
About the role
- Initial/Annual AML check of all investors.
- Distribution of various compliance and reporting materials to investors.
- Maintain legal documents for active mandates.
- Assist with various regulatory filings.
- Assist in management of employee compliance, including certifications and attestations in compliance management platform.
- Conduct Marketing/PR reviews.
- Conflicts of interest review and record-keeping.
- Manage distribution of offering documents to prospective investors and communication during onboarding process.
- Assist with investor closing process.
- Assist with management of investor assignments/transfers of interest.
- Assist with annual REIT closings.
- Ad hoc projects as assigned.
Requirements
- A Bachelor’s degree is required.
- Prior work in compliance for a private equity manager preferred.
- Strong written and verbal communication skills.
- Ability to work in and manage compliance-related technology platforms.
- Highly motivated, organized, disciplined and self-directed individual eager to learn all facets of the firm’s compliance program.
Benefits
- generous discretionary bonus
- comprehensive range of benefits — including medical, financial, and wellness programs — designed to support our employees both professionally and personally
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft Skills
strong written communicationstrong verbal communicationhighly motivatedorganizeddisciplinedself-directedeager to learn
Certifications
Bachelor’s degree