Quality Assurance Analyst, BSA
Hancock Whitney
BSA Quality Assurance Analyst
Hancock Whitney
full-time
Posted on:
Origin: • 🇺🇸 United States • Louisiana
Visit company websiteJob Level
Mid-LevelSenior
About the role
- Performs quality review of all BSA/AML investigative work including suspected fraud cases and pending suspicious activity reports, anti-money laundering alerts and investigation documentation, enhanced due diligence investigation and review documentation, and pending 90-day suspicious activity reports.
- Perform sampled quality review on non-file, and program exclusion decisions, so as to ensure accuracy of monitored relationships.
- Identification and reporting of necessary corrections and/or exceptions.
- Perform periodic quality review of processes in place to comply with beneficial ownership, and customer risk rating processes, and provide quality scores to applicable management related to such processes.
- Perform periodic quality review of OFAC screening process and provide quality assessment to applicable management regarding said process and results of analysts’ work.
- Assistance with reviewing system optimization and tuning results, as well as involvement in user testing of system enhancements.
- Works constructively with internal staff and management.
- Responsible for organizational integrity and business ethics as it relates to this position, and communicating this commitment to any applicable subordinates.
- Incumbent may have access to cash, customer accounts, and/or sensitive and confidential information.
- Performs all other duties and special projects as assigned.
- Incumbent is required to comply with all applicable federal, state, and local banking and industry related laws and regulations including but not limited to the Bank Secrecy Act.
Requirements
- Bachelor's Degree in a related field; or an equivalent combination of education and experience.
- 1 year of BSA compliance or banking experience preferred
- BSA/AML certification from a financial industry group (CRCM, ACAMS) desired
- Experience in composing documents and/or summaries
- Working knowledge of BSA, AML, OFAC, and USA Patriot Act laws and regulations
- Working knowledge of bank operations
- Comprehensive understanding of banking industry Federal Banking Regulations Regulations applicable to the function being performed
- Good written and oral communication skills, including telephone skills
- Good PC skills including Microsoft Office (Word, Excel, Access)
- Ability to compose detailed Excel spreadsheets and to effectively transport data from databases and applications
- Ability to construct detailed reports for investigative analysis
- Ability to effectively manager time
- Self-motivated and work independently with moderate supervision
- Ability to communicate effectively with internal colleagues and managers
- Good analytical and problem solving skills
- Ability to work under stress and meet deadlines
- Ability to operate a keyboard if required to perform the essential job functions
- Ability to read and interpret a document if required to perform the essential job functions
- Ability to travel if required to perform the essential job functions
- Ability to lift/move/carry approximately 10 pounds if required to perform the essential job functions
- Incumbent may have access to cash, customer accounts, and/or sensitive and confidential information
- Incumbent is required to comply with all applicable federal, state, and local banking and industry related laws and regulations including but not limited to the Bank Secrecy Act.
