BSA Quality Assurance Analyst
Hancock Whitney
Quality Assurance Analyst, BSA
Hancock Whitney
full-time
Posted on:
Origin: • 🇺🇸 United States • Louisiana
Visit company websiteJob Level
Junior
About the role
- Performs quality review of all BSA/AML investigative work including suspected fraud cases and pending suspicious activity reports (SAR)
- Reviews anti-money laundering alerts and investigation documentation, enhanced due diligence investigation and review documentation, and pending 90-day suspicious activity reports
- Performs sampled quality review on non-file and program exclusion decisions to ensure accuracy of monitored relationships
- Identifies and reports necessary corrections and/or exceptions
- Performs periodic quality review of beneficial ownership and customer risk rating processes and provides quality scores to management
- Performs periodic quality review of OFAC screening processes and provides quality assessments to management
- Assists with reviewing system optimization and tuning results and participates in user testing of system enhancements
- Works constructively with internal staff and management and communicates organizational integrity and business ethics
- May access cash, customer accounts, and/or sensitive and confidential information
- Performs all other duties and special projects as assigned
- Required to comply with all applicable federal, state, and local banking and industry related laws and regulations including the Bank Secrecy Act
Requirements
- Bachelor's Degree in a related field; or an equivalent combination of education and experience
- 1 year of BSA compliance or banking experience preferred
- BSA/AML certification from a financial industry group (CRCM, ACAMS) desired
- Experience in composing documents and/or summaries
- Working knowledge of BSA, AML, OFAC, and USA Patriot Act laws and regulations
- Working knowledge of bank operations
- Comprehensive understanding of banking industry Federal Banking Regulations applicable to the function being performed
- Good written and oral communication skills, including telephone skills
- Good PC skills including Microsoft Office (Word, Excel, Access)
- Ability to compose detailed Excel spreadsheets and to effectively transport data from databases and applications
- Ability to construct detailed reports for investigative analysis
- Ability to effectively manage time
- Self-motivated and able to work independently with moderate supervision
- Ability to communicate effectively with internal colleagues and managers
- Good analytical and problem solving skills
- Ability to work under stress and meet deadlines
- Ability to operate a keyboard and read/interpret documents as required
- Ability to travel if required
- Ability to lift/move/carry approximately 10 pounds
- Must comply with all applicable federal, state, and local banking and industry related laws and regulations including but not limited to the Bank Secrecy Act
- Incumbent may have access to cash, customer accounts, and/or sensitive and confidential information
