Griffin

Insurance

• The assurance review schedule as the DC book grows, keeping risk ratings accurate and ensuring each customer receives the right level of scrutiny.
• The review and closing out post-live conditions for newly onboarded DCs where applicable.
• Issuing assurance review requests, including scoping the right questions and sample requests based on entity type, operating model, and risk rating.
• In-depth reviews of DC responses, identifying gaps and weaknesses in their financial crime controls.
• The production of formal review reports with clear findings and a recommendation on whether a DC's risk rating should be maintained, increased, or decreased.
• Drafting and issuing recommendations to DCs, then tracking and following up until full closure is confirmed.
• The engagement with external stakeholders, including CEOs, MLROs, Compliance Managers, especially when sharing difficult findings or recommendations.

Fincrime Assurance Associate

• You'll report directly to our Financial Crime Oversight Manager as part of a small team focused on keeping our oversight function rigorous, proportionate, and trusted.
• You'll be running your own caseload: scoping reviews, conducting them, and producing findings reports that directly inform risk decisions.
• You'll engage with a wide range of external stakeholders and have the opportunity to shape how the function develops, including getting involved in projects such as automation.
• In your first 6 months, you'll have taken ownership of your review caseload, with reports consistently produced to a high standard and recommendations tracked through to closure.
• The assurance schedule will be on track — no bottlenecks, no overdue reviews. By 12 months, you'll have built genuine, trusted relationships with DCs and internal stakeholders, becoming a credible point of contact that people feel comfortable raising issues with.