Compliance

• Manage the annual SOX compliance plan, including risk assessment, scoping, and the master testing calendar.
• Lead walkthroughs with process owners and maintain updated process documentation, narratives, and risk-control matrices.
• Perform and review testing of manual, automated, IT general, and entity-level controls; ensure all documentation meets PCAOB standards.
• Assess and track control deficiencies, perform root-cause analysis, and partner with control owners on timely remediation.
• Develop dashboards and reports to communicate testing results, remediation status, and key trends to senior stakeholders and the Audit Committee.
• Administer and enhance the enterprise GRC platform (e.g., Workiva, OneTrust) for workflow, evidence management, and continuous monitoring.
• Coordinate external audit requests, align testing strategies, and minimize business disruption through effective planning.
• Advise control owners on control design, segregation-of-duties, and automation opportunities such as RPA and analytics.
• Maintain a unified control framework that aligns SOX controls with COSO, COBIT, and other compliance standards.
• Provide SOX training and promote a culture of continuous improvement across finance, IT, and business operations.
• Support SOX assessments for M&A integrations, new system implementations, and significant organizational changes.
• Mentor and review the work of junior team members and co-sourced partners to ensure consistent quality and compliance.

Lead Analyst, SOX Compliance

Global Ethics and Compliance Consultant

Governance, Risk & Compliance Analyst