Financial Advisor
Thrivent
Deputy Compliance Leader – Financial Services
GE Vernova
full-time
Posted on:
Location Type: Office
Location: New York City • New York • 🇺🇸 United States
Visit company websiteSalary
💰 $170,000 - $210,000 per year
Job Level
Senior
About the role
- Partner with FS’ commercial resources and subject matter experts in the delivery of robust compliance program for commercial energy finance transactions.
- Assess customers, joint venture partners and third parties to identify potential integrity and ethical concerns.
- Execute enhanced due diligence, monitoring and oversight to ensure adherence to relevant laws, regulations, Company standards and leading practices.
- Provide clear, actionable recommendations aligned to the strategic risk profile of the Company.
- Demonstrate strategic leadership assessing the materiality and relevancy of identified integrity and compliance risks.
- Execute an effective risk-based compliance program across FS’ global regulated business activities.
Requirements
- Bachelor’s degree from an accredited university; advance degree preferred.
- 10+ years’ experience mainly focused on Compliance-related roles.
- Combined Compliance, Legal and/or Audit experience will also be considered.
- Proven support for complex transactions and demonstrated ability translating diligence into compelling recommendations that drive action and decision-making.
- Experience with strategy, design, implementation and maintenance of preventive and detective controls underpinning an effective global compliance program.
- Experience with Financial Crime Compliance laws, regulations, controls and program requirements across Compliance Risk areas like Anti-Money Laundering and Counter-Terrorism Financing, Economic Sanctions and Trade Controls, and anti-corruption frameworks such as the US Foreign Corrupt Practices Act and UK Bribery Act.
- Experience with asset management, fund management, brokerage activities for securities transactions and/or capital raising.
Benefits
- Great work environment
- Professional development
- Competitive compensation
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
ComplianceDue diligenceRisk assessmentPreventive controlsDetective controlsFinancial Crime ComplianceAnti-Money LaunderingCounter-Terrorism FinancingEconomic SanctionsAnti-corruption frameworks
Soft skills
Strategic leadershipActionable recommendationsDecision-makingIntegrity assessmentEthical concerns
Certifications
Bachelor’s degreeAdvanced degree
