Senior Product and Regulatory Counsel, Growth Marketing
Upstart
Director, UDAAP Prevention and Enhanced Vendor Management
FNBO
full-time
Posted on:
Location Type: Hybrid
Location: Colorado, Kansas, New York • 🇺🇸 United States
Visit company websiteSalary
💰 $95,857 - $162,957 per year
Job Level
Lead
About the role
- The Director of UDAAP Prevention will oversee all aspects of the UDAAP Prevention and Enhanced Vendor Management programs.
- Serve as the subject matter expert for UDAAP, FDCPA, TCPA and Title X of Dodd Frank related to service providers.
- Interact with key stakeholders to set direction for the Programs, provide advice and guidance and assert credible challenge.
- Regulatory Change Management: Provide regulatory advice, monitor regulatory landscape, establish implementation requirements, conduct reviews of new products and business initiatives, maintain program artifacts, provide direction on vulnerable populations.
- Compliance Training: Develop UDAAP, FDCPA, TCPA and Enhanced Vendor Management training for various business units.
- Compliance Controls: Advise on adequacy of risk statements within the UDAAP Assessment, administer action plans, implement Corporate Compliance Testing Standards, document work papers and issues in Archer, develop and monitor key risk indicators.
- Compliance Issues and Corrective Action: Implement and adapt remediation standards, approve action plans and validate implementation, ensure visibility and reporting regarding action plans or key risk indicators.
- Complaints: Evaluate complaints to identify areas of improvement.
- Regulatory Examinations/Audits: Provide information for regulatory exams and internal audits, discuss decisions with regulators.
- Leadership & Teamwork: Promote collaboration, foster positive relationships, liaise with business units and Compliance stakeholders, ensure responsible business growth, set priorities and escalate as needed, lead crucial conversations with Senior Executives.
Requirements
- JD and CRCM strongly preferred
- 10+ years in bank compliance or risk management role with leadership experience
- Experience managing communications with regulators and internal audit departments
- Advanced data analytic skills
- Experience with AI including the ability to transform process with responsible AI usage
- Well-developed communications, analytical, organizational, and project management skills
- Candidates must possess unrestricted work authorization and not require future sponsorship.
Benefits
- Medical, Dental, Vision Insurance
- 401k, With Matching Contributions
- Time Off Programs
- Health Savings Account (HSA)/Dependent Care
- Employee Banking
- Growth Opportunities
- Tuition Assistance
- Short-Term/Long-Term Disability Insurance
ATS Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
UDAAPFDCPATCPADodd Frankregulatory change managementcompliance trainingrisk managementdata analyticsAIcorporate compliance testing standards
Soft skills
leadershipteamworkcommunicationanalytical skillsorganizational skillsproject managementcollaborationrelationship buildingprioritizationproblem-solving
Certifications
JDCRCM
