Head of Risk and Compliance – Wealth and Trust

FNBO

Head of Risk and Compliance leading risk management for FNBO's Wealth Division. Overseeing compliance and operational risk across wealth management activities.

Posted 4/30/2026full-timeOmaha • Minnesota, Montana, New York • 🇺🇸 United StatesLead💰 $160,298 - $272,508 per yearWebsite

About the role

Key responsibilities & impact

Conduct comprehensive risk assessments across wealth management activities (trust, investment advisory, brokerage)
Provide independent first-line oversight of operational, fiduciary, reputational, and strategic risks
Develop, implement, and monitor Key Risk Indicators (KRIs) and risk metrics
Make independent decisions regarding risk acceptance within established governance frameworks
Serve as compliance leader for the Wealth division ensuring adherence to SEC RIA regulations, FINRA rules, OCC trust requirements, and state fiduciary regulations
Lead compliance training programs and ensure staff understanding of regulatory obligations
Build and lead the Wealth Risk and Compliance team, including at least two direct reports
Serve as strategic advisor to division management on risk and compliance matters

Requirements

What you’ll need

Bachelor's degree required; advanced degree (MBA/JD) or industry certifications (e.g., CFA, CCO, CAMS, CFIRS, CRCP, CTFA, IAACP) strongly preferred
Series 7, 24 strongly preferred (or ability to obtain)
10+ years of experience in financial services with at least five years in progressive leadership roles managing risk and compliance functions across wealth management business lines
Proven experience with OCC, SEC, FINRA, trust, RIA, broker-dealer, and capital markets regulations

Benefits

Comp & perks

Medical, Dental, Vision Insurance
401k, With Matching Contributions
Time Off Programs
Health Savings Account (HSA)/Dependent Care
Employee Banking
Growth Opportunities
Tuition Assistance
Short-Term/Long-Term Disability Insurance

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

risk assessmentsKey Risk Indicatorsrisk metricsrisk acceptancecompliance trainingregulatory obligationsfinancial servicesleadershipmanagement

Soft Skills

independent decision-makingstrategic advisingteam leadership

Certifications

CFACCOCAMSCFIRSCRCPCTFAIAACPSeries 7Series 24