Senior Product Manager, Compliance

FMG

Senior product manager owning FMG’s compliance platform for financial advisors and institutions. Driving roadmap, external API/SDK capabilities, partner integrations, and regulatory product strategy.

Posted 8/6/2026full-timeRemote • Alabama, Arizona, California, Colorado, Connecticut, Florida, Idaho, Illinois, Iowa, Kansas, Kentucky, Maine, Massachusetts, Minnesota, Missouri, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin • 🇺🇸 United StatesSenior💰 $150,000 - $175,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in product management with a focus on compliance solutions, including the ability to design and launch APIs and SDKs. Proven track record in applying financial-services regulatory frameworks and managing enterprise client relationships to drive business outcomes.

Highest-signal resume keywords

Product ManagementCompliance FrameworksAPI DevelopmentEnterprise Client ManagementMarket Analysis

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Product StrategyRegulatory ComplianceAPI DesignSDK DevelopmentBusiness Case DevelopmentPrototypingMarket Demand ValidationAI-Assisted DevelopmentSpecification WritingPost-Launch Feedback Management

Soft Skills

Strong Written CommunicationStakeholder EngagementCollaboration

Tools & Technologies

Claude CodeCursorReplitAI Development Tools

Industry Keywords

FintechWealthtechRegtechSECFINRABroker-DealerComplianceB2B SaaS

Tech Stack

Tools & technologies

SDLC

About the role

Key responsibilities & impact

Own the compliance product roadmap, setting priorities, sequencing work, and managing the product as a business
Lead product vision, strategy, and execution for FMG’s compliance platform
Design and launch FMG’s first external-facing compliance capability, such as an API, SDK, or embedded widget
Engage enterprise and ecosystem partners on onboarding, integration coordination, and partner success
Align Engineering, GTM, and Compliance leadership around product priorities
Validate market demand through customer discovery, competitive analysis, and business-case development
Run discovery, write specifications, prototype ideas, partner with engineering through delivery, and own the post-launch feedback loop
Connect product decisions to retention, expansion, and revenue
Manage relationships with enterprise clients, key vendors, internal executives, and partner stakeholders
Present product strategy and decisions to internal and external executives

Requirements

What you’ll need

7+ years in product management
Meaningful experience in fintech, wealthtech, regtech, or a compliance-adjacent product area
Direct experience applying SEC, FINRA, or equivalent financial-services regulatory frameworks to product decisions
Experience owning product strategy and hands-on delivery in a senior individual-contributor or player-coach role
Experience designing or launching an API, SDK, or platform-layer product for external partners or developers
Demonstrated use of AI-assisted development tools such as Claude Code, Cursor, Replit, or similar to build working prototypes or MVPs
Comfort operating in an AI-native SDLC, reviewing AI-generated code conceptually and using AI for discovery and prototyping
Strong written communication and ability to produce decision-driving documents
Ability to run discovery, write specifications, prototype, partner with engineering, and own post-launch feedback
Fluency in financial-services compliance, including SEC Marketing Rule 206(4)-1, FINRA 2210, and broker-dealer supervisory frameworks
Understanding of home-office approval workflows, advisor compliance friction, and regulatory exposure
Ability to build business cases, assess market opportunities, and own business outcomes
Experience working directly with enterprise compliance or legal stakeholders
Experience managing enterprise clients, key vendors, partners, and internal executives
Experience with broker-dealer or home-office relationships, automated review workflows, content archiving, supervisory systems, B2B SaaS pricing and packaging, startups, or PE-backed companies is nice to have

Benefits

Comp & perks

Generous paid holiday schedule
Full week off for Winter Holiday Shutdown
Paid vacation, sick days, parental leave, and bereavement leave
Medical insurance with $0 co-pay
Telehealth plan
Dental insurance
Vision insurance
Health Savings Account (HSA) with generous employer contributions
Flexible Spending Accounts (FSA)
Company-paid Life Insurance and Accidental Death & Dismemberment (AD&D) coverage
Company-paid Short & Long Term Disability coverage
Company-paid Employee Assistance Program (EAP)
Matching 401(k) with immediate full vesting
On Demand Pay with same-day deposit
Internet reimbursement
Gym reimbursement
Work computer equipment provided
Private and secure workspace
Employee events and FMG swag