Director of Wholesale Compliance

Flagstar Bank

Director of Wholesale Compliance managing compliance with legal and regulatory requirements across wholesale banking. Engaging with leadership to ensure robust compliance controls and risk mitigation across all activities.

Posted 7/29/2026full-timeNew York City • New York • 🇺🇸 United StatesLead💰 $138,622 - $277,397 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Expertise in compliance with legal and regulatory requirements in wholesale banking, including risk-based compliance testing and documentation management. Strong advisory skills for executive management on compliance issues, supported by extensive experience in the banking and financial services sector.

Highest-signal resume keywords

Compliance Experience Within Wholesale BankingCertified Compliance And Ethics Professional (CCEP)Juris Doctor (J.D.)FINRA Series 7, 24, Or 63/65Regulatory Filings Management

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Compliance DocumentationRegulatory RequirementsRisk-Based Compliance TestingLegal AdvisoryBanking Operations Compliance

Soft Skills

Engagement With Bank PersonnelAdvisory Communication

Certifications & Qualifications

Certified Compliance And Ethics Professional (CCEP)FINRA Series 7FINRA Series 24FINRA Series 63FINRA Series 65

Industry Keywords

Wholesale BankingRegulatory ComplianceLegal ComplianceBanking And Financial Services Law

About the role

Key responsibilities & impact

Oversees compliance with legal and regulatory requirements for wholesale banking operations
Engages with bank personnel to facilitate adherence to banking requirements
Advises executive management on compliance issues
Maintains compliance documentation and regulatory filings
Implements periodic risk-based compliance testing program

Requirements

What you’ll need

Undergraduate Degree (4 years or equivalent)
12+ Years in similar compliance, legal, or regulatory roles
Demonstrated compliance experience within wholesale banking
Certified Compliance and Ethics Professional (CCEP) or equivalent professional designation preferred
Juris Doctor (J.D.) or advanced legal training in banking and financial services law preferred
FINRA Series 7, 24, or 63/65 preferred

Benefits

Comp & perks

medical insurance
dental insurance
vision insurance
life insurance
disability insurance
comprehensive leave program