First Bank & Trust

Auditor

• Perform a wide range of audits
• Evaluate the internal control structure
• Assess compliance with laws, regulations, bank policies, and procedures
• Update appropriate audit programs
• Perform tests and prepare reports
• Communicate audit findings to affected personnel and management
• Act as a resource person in areas of specialization

Auditor II

Compliance

• Manage the day-to-day technical aspects of the established compliance program
• Administration of the compliance training program
• Supervision of the compliance process review program
• Work closely with employees of each business unit to foster a team approach to managing compliance risk
• Complete risk assessments and serve as a compliance resource on projects during the implementation of new products, processes, and services
• Facilitate, maintain, and enhance a comprehensive, risk-based compliance training program
• Manage the Bank’s engagements of third party compliance consultants and auditors
• Provide oversight of engagement results
• Plan and conduct compliance reviews within established timeframes
• Prepare working papers and detailed reporting of findings and recommendations
• Ensure corrective action is taken
• Submit monthly compliance department updates
• Provide technical expertise in analysis of corporate compliance risk
• Monitor new and pending changes to laws, regulations, and regulatory guidance documents

Auditor II

Compliance Officer III