
Senior Paralegal, Ethics
FINRA
full-time
Posted on:
Location Type: Hybrid
Location: Rockville • District of Columbia • Florida • United States
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Salary
💰 $39 - $73 per hour
Job Level
About the role
- Provides paralegal support to Ethics Office attorneys and senior management
- Drafts correspondence, summaries of advisory consultations, and responds to non-complex policy inquiries
- Prepares analysis of points of law (e.g., FINRA's Revolving Door Rules and OGE regulations)
- Provides editorial reviews for policy and training materials
- Prepares metrics for the review, approval, and use by attorneys
- Proofreads, edits, formats and finalizes legal documents through to execution
- Tracks performance and drafts summary outcomes of programs monitored by Ethics attorneys
- Assists with Advisory and investigations case management and EthicsPoint administration activities
- Assists in drafting and maintaining written procedures
Requirements
- Bachelor’s degree; and paralegal certificate, or the equivalent, preferred
- Three - four years of legal office experience as a paralegal
- Experience working in a legal compliance or ethics program
- Excellent writing and editing skills required
- Excellent planning, organization, and communication skills required
- Proficiency in MS Office Suite products (including Word, Outlook, Excel, and PowerPoint) and electronic legal libraries required
Benefits
- Comprehensive health, dental and vision insurance
- Basic life and accidental death insurance
- Supplemental life, spouse/domestic partner and dependent life insurance
- Short- and long-term disability insurance
- 401(k) plan with company match
- Additional FINRA-funded retirement contribution
- Tuition reimbursement
- Commuter benefits
- Adoption assistance
- Backup family care
- Surrogacy benefits
- Employee assistance programs and wellness programs
- 15 days of paid time off
- 5 personal days
- 9 sick days
- 2 volunteer service days
- Military leave
- Jury duty leave
- Bereavement leave
- Childbirth and parental leave
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
legal document preparationpolicy analysiseditingproofreadingmetrics preparationcase managementdrafting correspondencelegal complianceadvisory consultationsEthicsPoint administration
Soft Skills
writing skillsorganizational skillscommunication skillsplanning skills
Certifications
paralegal certificateBachelor's degree