FINRA

Senior Paralegal, Ethics

FINRA

full-time

Posted on:

Location Type: Hybrid

Location: RockvilleDistrict of ColumbiaFloridaUnited States

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Salary

💰 $39 - $73 per hour

Job Level

About the role

  • Provides paralegal support to Ethics Office attorneys and senior management
  • Drafts correspondence, summaries of advisory consultations, and responds to non-complex policy inquiries
  • Prepares analysis of points of law (e.g., FINRA's Revolving Door Rules and OGE regulations)
  • Provides editorial reviews for policy and training materials
  • Prepares metrics for the review, approval, and use by attorneys
  • Proofreads, edits, formats and finalizes legal documents through to execution
  • Tracks performance and drafts summary outcomes of programs monitored by Ethics attorneys
  • Assists with Advisory and investigations case management and EthicsPoint administration activities
  • Assists in drafting and maintaining written procedures

Requirements

  • Bachelor’s degree; and paralegal certificate, or the equivalent, preferred
  • Three - four years of legal office experience as a paralegal
  • Experience working in a legal compliance or ethics program
  • Excellent writing and editing skills required
  • Excellent planning, organization, and communication skills required
  • Proficiency in MS Office Suite products (including Word, Outlook, Excel, and PowerPoint) and electronic legal libraries required
Benefits
  • Comprehensive health, dental and vision insurance
  • Basic life and accidental death insurance
  • Supplemental life, spouse/domestic partner and dependent life insurance
  • Short- and long-term disability insurance
  • 401(k) plan with company match
  • Additional FINRA-funded retirement contribution
  • Tuition reimbursement
  • Commuter benefits
  • Adoption assistance
  • Backup family care
  • Surrogacy benefits
  • Employee assistance programs and wellness programs
  • 15 days of paid time off
  • 5 personal days
  • 9 sick days
  • 2 volunteer service days
  • Military leave
  • Jury duty leave
  • Bereavement leave
  • Childbirth and parental leave
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
legal document preparationpolicy analysiseditingproofreadingmetrics preparationcase managementdrafting correspondencelegal complianceadvisory consultationsEthicsPoint administration
Soft Skills
writing skillsorganizational skillscommunication skillsplanning skills
Certifications
paralegal certificateBachelor's degree