Compliance Officer – Issue Management, Compliance Monitoring
Finance of America
full-time
Posted on:
Location Type: Remote
Location: United States
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Salary
💰 $90,000 - $125,000 per year
About the role
- Responsible for developing, strengthening, and implementing compliance programs.
- Identifies opportunities for improvement, and establishes action plans that support the execution and enhancement of the compliance monitoring, testing, and issue management programs.
- Evaluates control effectiveness, identifies and assesses risks, and ensures documentation is audit-ready.
- Coordinates issue remediation, tracks corrective actions, and delivers clear, management-ready reporting to promote strong regulatory and operational risk management across business lines.
- Executes risk-based compliance monitoring and testing activities across business lines to assess adherence to regulatory requirements, internal policies, and established control frameworks.
- Assists in design, enhancement, and ongoing refinement of monitoring plans, testing methodologies, and sampling strategies to ensure coverage remains aligned with evolving risk profiles and regulatory expectations.
Requirements
- Minimum 3 years of experience in compliance, risk management, or internal audit within financial services.
- Direct mortgage industry experience, including monitoring or testing of loan origination, performing servicing, and default servicing operations.
- Experience across the full monitoring and testing lifecycle, including test design, execution, issue identification, root cause analysis, and remediation validation.
- Demonstrated ability to draft clear, defensible issue statements and support corrective action efforts.
- Experience working within established compliance or risk frameworks.
- Experience supporting co-sourced, outsourced, or offshore testing environments preferred.
- Experience with issue tracking systems such as Archer preferred.
Benefits
- health
- dental
- vision
- life insurance
- paid time-off benefits
- flexible spending account
- 401(k) with employer match
- ESPP
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance programsrisk managementinternal auditmonitoring and testing lifecycletest designissue identificationroot cause analysisremediation validationcontrol frameworksdocumentation
Soft Skills
communicationreportingproblem-solvinganalytical thinkingattention to detail