Associate Director, IT Risk & Compliance
EVERSANA
Compliance Officer
Fifth Third Bank
full-time
Posted on:
Location Type: Remote
Location: Remote • Ohio • 🇺🇸 United States
Visit company websiteSalary
💰 $69,800 - $143,100 per year
Job Level
Mid-LevelSenior
About the role
- Leads in the identification and assessment of risks (Fair Lending, Responsible Banking, CRA).
- Develops and executes strategies for closing gaps in performance.
- Reviews marketing and advertising materials used by FTS for adherence to industry regulations and FTS policies and procedures.
- Establishes strong working relationships with business lines throughout FTS and the Bancorp.
- Identifies emerging risk issues and recommends solutions based on subject matter expertise.
- Functions as a dedicated resource to business partners for industry regulations concerning marketing and advertising.
Requirements
- Bachelor’s degree or equivalent work experience required.
- Excellent oral and written communication skills.
- Demonstrates working or functional proficiency sufficient to apply to the use of software applications (Microsoft Office Suite) without assistance and minimal supervision.
- Understanding of SEC and FINRA Rules and regulations, with an emphasis on FINRA Rule 2210 and Reg BI.
- Must be able to demonstrate sound judgement and apply logical and critical thought processes when developing and recommending solutions.
- Licensing requirements: SIE, Series 7, 24, and 63/65 or 66 Series 4, 53, and Life, Health & Variable Annuity Insurance licensed (preferred).
Benefits
- Health insurance
- 401(k) matching
- Incentive compensation plan
- Comprehensive benefits programs
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
risk assessmentperformance gap analysismarketing complianceadvertising compliancesubject matter expertiselogical reasoningcritical thinking
Soft skills
communication skillsrelationship buildingjudgmentproblem solving
Certifications
SIESeries 7Series 24Series 63Series 65Series 4Series 53Life Insurance LicenseHealth Insurance LicenseVariable Annuity Insurance License
