Fidelity Investments

Vice President, Regulatory Management

Fidelity Investments

full-time

Posted on:

Location Type: Hybrid

Location: BostonMassachusettsNew HampshireUnited States

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Salary

💰 $125,000 - $258,000 per year

Job Level

About the role

  • Serve as a leader within Asset Management Compliance, providing strategic guidance on complex regulatory matters
  • Partner closely with Chief Compliance Officers and senior leaders across Risk, Compliance, and Legal
  • Assess regulatory developments and manage regulatory exams and inquiries affecting Asset Management’s advisers and Fidelity funds
  • Contribute to shaping Asset Management’s compliance framework, governance, and long-term regulatory strategy

Requirements

  • JD or other advanced degree preferred
  • 10+ years of compliance, legal, and/or regulatory experience in investment management; or 7+ years’ asset management experience within a law firm
  • Deep understanding of federal securities laws; interest in regulatory compliance
  • Broad familiarity with Fidelity’s businesses, investment products, and operational model
  • Strong ability to interpret complex regulatory requirements and clearly communicate implications, including to senior members of the firm and external regulators
  • Outstanding analytical, organizational, and communication skills to effectively coordinate multiple complex regulatory initiatives with overlapping timelines
  • Skilled facilitator capable of building consensus, influencing outcomes, and fostering productive cross-functional partnership
Benefits
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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
regulatory compliancefederal securities lawsinvestment managementasset management
Soft Skills
analytical skillsorganizational skillscommunication skillsfacilitation skillsinfluencing skillsconsensus building
Certifications
JDadvanced degree