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Senior Compliance Analyst
EZCORPSenior Compliance Analyst at EZCORP focusing on regulatory examination and compliance tools in a growing company. Responsible for risk assessments and compliance reporting for senior management and the Board.
About the role
Key responsibilities & impact- Monitor compliance with regulatory requirements and company policy
- Conduct testing activities and assessments to identify and address control weaknesses
- Provide reports on regulatory compliance; execute assigned CMS processes
- Act in a consultative manner, when necessary, to assist the First Line of Defense to develop and/or redesign processes to improve compliance
- Review risk indicators, red flags, and exception reports to monitor compliance and to identify and propose corrective actions
- Identify, analyze, recommend corrective actions, and, when necessary, resolve compliance issues
- Communicate compliance requirements and potential instances of non-compliance with business partners
- Conduct Risk Assessments as directed
- Complete, file and quality assure mandatory regulatory filings and reports required by applicable state and federal authorities
- Manage state regulatory agency examination processes end-to-end, including examiner coordination, pre-exam preparation, written response drafting, findings tracking, and annual exam analysis reporting for executive and board audiences
- Administer the regulatory and customer complaint process, including intake, investigation coordination, response drafting, and SLA monitoring across federal and state regulators
- Develop, review and maintain compliance policies, procedures and workflows
- Proactively research to stay up to date with relevant rules, regulations, changed business practices, and industry-related events
- Design and maintain compliance reporting, including regulatory examination trends, complaint volume analysis, and CMS performance data for operational and executive audiences
- Support the annual compliance training review process, including content accuracy review, regulatory currency validation, and coordination with training program owners
- Coach and review work of other Compliance professionals
- Completes ad hoc projects as assigned
Requirements
What you’ll need- 5-7 years of related experience in compliance or related risk management field in a regulated industry.
- Bachelor’s degree (preferred) or relevant, equivalent job-related work experience with industry recognized compliance certifications (e.g., CAMS, CRCM).
Benefits
Comp & perks- Ground Floor opportunity with EZCORP, a company with a start-up, purpose-driven mentality where innovative and agile problem solving are part of our DNA along with competitive compensation and benefits.
- competitive pay
- generous bonus potential from day one
- great benefits
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory compliancerisk assessmentscompliance reportingprocess redesigncontrol weaknessesregulatory filingscomplaint investigationpolicy developmentSLA monitoringdata analysis
Soft Skills
consultative skillscommunicationcoachinganalytical thinkingproblem-solvingorganizational skillsattention to detailcollaborationreportingproject management
Certifications
CAMSCRCM