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Compliance Administrator
Experior Financial GroupCompliance Administrator overseeing regulatory compliance processes for Experior Financial Group Inc., ensuring risk mitigation and adherence to regulations while collaborating with regulators and facilitating training.
About the role
Key responsibilities & impact- Plan, implement, and oversee processes designed to mitigate risk.
- Assist with developing, and implementing, the company's compliance program.
- Coordinate with regulators to ensure that policies are current and properly maintained.
- Draft and update company compliance policies and communications.
- Schedule and assist with preparing mandatory training sessions for agents and head office staff.
- Investigate and evaluate situations to ensure adherence to both company policies and state regulations.
Requirements
What you’ll need- Previous experience with Life Insurance products is required.
- Experience in a Compliance role at a Carrier or IMO is an asset.
- Experience with financial regulations, agent/producer licensing, and compliant sales practices is highly desirable.
- Exceptional verbal and written communication skills.
- Ability to manage stressful situations with a positive, proactive attitude.
- Dependable, trustworthy, and committed to following established guidelines and procedures.
- Excellent time management and organizational skills.
- Proficient in Office 365 with strong computer skills.
- Outstanding analytical abilities and attention to detail.
- Capable of thriving under tight deadlines and managing multiple priorities.
- Friendly and effective in delivering challenging information via phone and email.
- Demonstrated initiative and problem-solving skills.
- Adaptable, open to constructive criticism, and able to work well under pressure.
- Must reside and be authorized to work in USA.
Benefits
Comp & perks- Work-life balance with paid vacation and sick days
- Competitive compensation
- Comprehensive medical, dental, and vision benefits
- Fully Remote work environment
- Career growth and development opportunities
- Diverse teamwork environment
- Straight day shifts with no weekends
- Company events and celebrations
- Tuition reimbursement
- Company-provided equipment
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance program developmentrisk mitigationfinancial regulationsagent licensingcompliant sales practicespolicy draftingpolicy updatingtraining session preparationinvestigation and evaluationattention to detail
Soft Skills
verbal communicationwritten communicationtime managementorganizational skillsproblem-solvingadaptabilitystress managementinitiativetrustworthinessproactive attitude