Compliance Administrator
Experior Financial Group
full-time
Posted on:
Location Type: Remote
Location: United States
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Salary
💰 $62,400 per year
Job Level
About the role
- Plan, implement, and oversee processes designed to mitigate risk.
- Assist with developing, and implementing, the company's compliance program.
- Coordinate with regulators to ensure that policies are current and properly maintained.
- Draft and update company compliance policies and communications.
- Schedule and assist with preparing mandatory training sessions for agents and head office staff.
- Investigate and evaluate situations to ensure adherence to both company policies and state regulations.
Requirements
- Previous experience with Life Insurance products is required.
- Experience in a Compliance role at a Carrier or IMO is an asset.
- Experience with financial regulations, agent/producer licensing, and compliant sales practices is highly desirable.
- Exceptional verbal and written communication skills.
- Ability to manage stressful situations with a positive, proactive attitude.
- Dependable, trustworthy, and committed to following established guidelines and procedures.
- Excellent time management and organizational skills.
- Proficient in Office 365 with strong computer skills.
- Outstanding analytical abilities and attention to detail.
- Capable of thriving under tight deadlines and managing multiple priorities.
- Friendly and effective in delivering challenging information via phone and email.
- Demonstrated initiative and problem-solving skills.
- Adaptable, open to constructive criticism, and able to work well under pressure.
- Must reside and be authorized to work in USA.
Benefits
- Work-life balance with paid vacation and sick days
- Competitive compensation
- Comprehensive medical, dental, and vision benefits
- Fully Remote work environment
- Career growth and development opportunities
- Diverse teamwork environment
- Straight day shifts with no weekends
- Company events and celebrations
- Tuition reimbursement
- Company-provided equipment
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance program developmentrisk mitigationfinancial regulationsagent licensingcompliant sales practicespolicy draftingpolicy updatingtraining session preparationinvestigation and evaluationattention to detail
Soft Skills
verbal communicationwritten communicationtime managementorganizational skillsproblem-solvingadaptabilitystress managementinitiativetrustworthinessproactive attitude