Investment Advisor

Empower

Investment Advisor serving Empower brokerage and IRA customers. Providing retirement guidance, financial planning support, account reviews, and compliant investment trades.

Posted 8/15/2026full-timeRemote • 🇺🇸 United StatesMid-LevelSenior💰 $55,300 - $76,075 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in financial planning, client service, and investment advice, with a strong focus on compliance and risk management. Proficient in managing brokerage and IRA accounts while delivering exceptional client experiences.

Highest-signal resume keywords

Financial Customer Service ExperienceBrokerage And Mutual Fund Trading ExperienceFINRA Series 7 RegistrationFINRA Series 63 RegistrationRetail And IRA Customer Service Experience

ATS Keywords

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Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Financial PlanningInvestment AdviceBrokerage TradingIRA Account ManagementClient Needs Assessment

Soft Skills

Strong Written CommunicationStrong Verbal CommunicationPresentation SkillsProactive Follow-Up

Tools & Technologies

High-Speed InternetWired Connection

Certifications & Qualifications

FINRA Series 7FINRA Series 63FINRA Series 65FINRA Fingerprinting

Industry Keywords

Compliance ProceduresRisk ManagementWealth Advisory Services401(k) ServicesClient Experience

About the role

Key responsibilities & impact

Educate retail clients on advisory services available through their plan and help them understand options for pursuing retirement goals
Develop an understanding of clients’ financial goals and explain applicable managed account service offerings
Adhere to compliance and risk procedures, policies, and regulatory requirements while acting in the client’s best interest
Perform aspects of financial planning for customers
Identify client needs, leads, and opportunities for referral to the Wealth Advisor Team
Drive new business opportunities
Deliver an efficient and responsive client experience by taking ownership of client needs, providing accurate information, and conducting proactive follow-up
Service individual clients and brokerage customers within Empower’s taxable brokerage and IRA accounts
Enroll new clients and conduct annual and mid-year reviews for existing clients
Provide direct best-interest investment advice to Premier IRA customers
Execute brokerage trades for IRA and taxable brokerage customers

Requirements

What you’ll need

Bachelor’s degree or equivalent work experience
4+ years of financial customer service experience
Brokerage and mutual fund trading experience
FINRA Series 7 and Series 63 and 65, or Series 66, registrations
FINRA fingerprinting required
Strong written, verbal, and presentation skills
Retail, IRA, and/or 401(k) customer service experience
Applicants must be authorized to work for any employer in the U.S.
Must provide reliable high-speed internet with a wired connection and a home workspace with limited disruption for remote work
Internet connection must be fiber, cable or DSL

Benefits

Comp & perks

Medical, dental, vision and life insurance
Retirement savings – 401(k) plan with generous company matching contributions (up to 6%), financial advisory services, potential company discretionary contribution, and a broad investment lineup
Tuition reimbursement up to $5,250/year
Business-casual environment that includes the option to wear jeans
Generous paid time off upon hire – including a paid time off program plus ten paid company holidays and three floating holidays each calendar year
Paid volunteer time — 16 hours per calendar year
Leave of absence programs – including paid parental leave, paid short- and long-term disability, and Family and Medical Leave (FMLA)
Business Resource Groups (BRGs) open to all
Other necessary computer equipment will be provided
Non-sales positions have the opportunity to participate in a bonus program
Sales positions are eligible for sales incentives, and in some instances a bonus plan