Compliance Coordinator
e.surv Chartered Surveyors
full-time
Posted on:
Location Type: Office
Location: Kettering • 🇬🇧 United Kingdom
Visit company websiteJob Level
Mid-LevelSenior
About the role
- Assistance developing a compliance programme for relevant legislative and regulatory requirements.
- Co-ordinating activities so that the company operates in a compliant manner in accordance with legislative, regulatory and client contractual obligations, ISO standards and internal e.surv and LSL Group policies.
- Providing day to day coverage of suspicious activity reporting, fraud management, annual modern slavery assessments, twice yearly gifts entertainment and hospitality returns to Group.
- Providing regular updates to the Business via the Head of Enterprise Risk with regards to where improvements could be made whilst highlighting potential deficiencies in practice, process or control.
- Being a forward thinker, with strong judgement skill and excellent attention to detail.
- Design and Develop processes for an effective compliance programme for relevant legislative and regulatory frameworks (e.g. data privacy/security, anti-money laundering, anti-bribery and corruption, conformance to ISO standards).
- Prepare and deliver required compliance reports for relevant boards and committees as required.
- Maintains and revises policies and procedures to prevent illegal or unethical conduct.
- Assist maintenance existing ISO frameworks.
- Maintain an annual compliance plan and an ongoing compliance monitoring programme.
- Prepare for any internal and external compliance audits and reviews (client).
- Where necessary, carry out the analysis of upcoming legislative and regulatory changes and the impact on the organisation.
- Setting and Monitoring of Key Performance Indicators and Key Risk Indicators.
Requirements
- Experience in a compliance role used to maintaining compliance frameworks to meet multiple client contract obligations and conformance to ISO frameworks.
- A capable and effective decision maker.
- Effective communicator at all levels.
- Capable of working autonomously.
- You will have experience and an understanding of lender client contracts with obligations in the areas of compliance for GDPR, information Security, Business Continuity, Data Records Management, Anti-Money Laundering, Anti-Bribery and Corruption and Modern Slavery.
- Experience in a compliance role.
- Experience of communicating recommendations to improve compliance frameworks.
- Understanding of how non-compliance affects organisations.
Benefits
- Health insurance
- Flexible working arrangements
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
compliance programme developmentsuspicious activity reportingfraud managementISO standardsdata privacyanti-money launderinganti-briberycompliance auditscompliance monitoringKPI setting
Soft skills
judgementattention to detaildecision makingcommunicationautonomy