DriveWealth

Financial Crime

• Oversee and enhance the end-to-end KYC process, including CIP, CDD, and EDD, ensuring consistency and regulatory compliance
• Write queries and analyze large data sets to detect gaps, anomalies, and opportunities for process improvement
• Develop, maintain, and run reporting dashboards using SQL to track KYC effectiveness
• Design and implement workflow enhancements within KYC and case management systems to improve efficiency and accuracy
• Partner with AML monitoring, sanctions, and compliance teams to ensure KYC data is properly integrated into broader AML processes
• Escalate complex or high-risk KYC cases to the AML Compliance Officer.
• Provide input into policy updates, ensuring firm-wide BSA/AML procedures remain current and effective for due diligence and ongoing monitoring
• Support regulatory examinations and internal audits by preparing and presenting KYC documentation and reports
• Act as a subject matter expert (SME) on KYC processes and contribute to cross-team initiatives to strengthen the overall AML program

KYC Specialist