Senior Compliance Monitoring Associate

Davy

Compliance Senior Associate monitoring compliance frameworks and regulatory requirements within Davy Group. Collaborating with Central Bank and exec management on compliance projects.

Posted 7/31/2026full-timeDublin • 🇮🇪 IrelandSeniorWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in compliance monitoring and regulatory frameworks within the financial services sector, with a strong focus on Market Abuse Regulation, MiFID II, and Financial Crime obligations. Proficient in maintaining compliance records and improving processes while collaborating with regulatory bodies.

Highest-signal resume keywords

Compliance MonitoringRegulatory FrameworksFinancial Services ExperienceAttention To DetailProficient IT Skills

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Compliance FrameworkPolicy & Procedures ReviewPortfolio Suitability ReviewMonitoring Program DevelopmentRecord MaintenanceFinancial Crime ComplianceMiFID IIMarket Abuse RegulationCPC ObligationsRegulatory Reporting

Soft Skills

Problem SolvingTeam PlayerInitiativeEnthusiasmTask Prioritization

Tools & Technologies

MS Excel

Certifications & Qualifications

Certificate Level Qualifications

Industry Keywords

Regulated Financial ServicesCentral BankFCATakeover PanelEuronextLSE

About the role

Key responsibilities & impact

Monitor compliance with Compliance Framework, including Policy & Procedures Review
Monitoring compliance with the firm’s, Market Abuse Regulation, MiFID II, MiFIR, Financial Crime and CPC obligations
Periodic reviews of the suitability of portfolios held by advisory and discretionary clients
Involvement in development of new tests and execution of monitoring program
Maintenance of records and continuous improvement of processes and procedures
Liaising with Central Bank and FCA as well as Takeover Panel, Euronext and LSE
Administrative compliance support as required
Assist management with designated compliance projects and assignments

Requirements

What you’ll need

5 years plus experience in a regulated financial services environment
Certificate level qualifications an advantage, or commitment to work towards these
Degree or master’s in business, Finance, Economics or a related discipline
Experience in financial services industry preferable
A high level of initiative and enthusiasm, a problem solving attitude
Strong attention to detail
A team player
Ability to prioritise tasks and work to tight deadlines
Interest in keeping abreast of developments in area of responsibility and regulation generally
Proficient IT skills particularly MS Excel.

Benefits

Comp & perks

Health and wellness benefits
Flexible working options
Flexible benefits allowance
Learning and development opportunities
Assisted retirement planning
Comprehensive Employee Assistance Programme (EAP)
Mental health support
Sports & Social teams for physical well-being
Competitive remuneration package including salary, bonus and pension