CV3 Financial Services

Compliance Specialist

CV3 Financial Services

full-time

Posted on:

Location Type: Remote

Location: United States

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Salary

💰 $25 - $33 per hour

About the role

  • Reviews loan applications for completeness, accuracy of information, required licensing and regulatory reporting.
  • Assists in the completion and delivery of all federal and state initial disclosures.
  • Conducts compliance reviews pursuant to the organization’s origination manual.
  • Keeps departments/lines-of-business abreast of Compliance requirements.
  • Support in the creation of Disclosure Department policies and procedures.
  • Helps ensure alignment of loan origination systems to support lending activities and satisfy regulatory imperatives.
  • Ensures the Disclosure Desk maintains required turn times.
  • Maintains rapport with departments and personnel.
  • Maintains quality service by establishing and enforcing organizational standards.
  • Perform other duties as assigned.
  • Advises management of all application/file inconsistencies, as it pertains to Compliance.
  • Aids in any required file remediation.

Requirements

  • Associate degree in business or related field.
  • 1-3 years of experience in the financial services industry.
  • 1-2 years of experience in a compliance capacity with a focus on real estate lending.
  • Proficient in Microsoft Office (Word, Outlook, PowerPoint, Excel).
  • Organizational skills and attention to detail.
  • Critical-thinking and problem-solving skills.
  • Written and verbal communication skills.
  • Ability to research and reporting results.
  • Capacity to execute multiple tasks/projects in a fast-paced environment.
  • Self-motivated with a strong sense of personal accountability.
  • Adaptability, flexibility, and integrity.
Benefits
  • Health Insurance
  • HSA Account
  • Accident Insurance
  • Critical Illness Insurance
  • Hospital Indemnity Insurance
  • Dental Insurance
  • VSP Vision Insurance
  • Flexible Spending Accounts (FSA)
  • Group Paid Life and AD&D Insurance
  • Supplemental Coverage
  • Company Paid Long-Term Disability and Short-Term Disability (Non-CA)
  • 401 (k) Retirement Plan (2-Year Vesting)
  • Legal Services
  • Virtual Behavioral Health
  • Employee Assistance Program (EAP)
  • Employee Perks: PTO, birthday gift card and the day off, community outreach opportunities, access to Doordash’s Dash Pass, Employee discount program - Great Work Perks, an on-site dog park at our headquarters, company swag, stipends, and much more!
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
compliance reviewsloan application reviewregulatory reportingfile remediationreporting results
Soft Skills
organizational skillsattention to detailcritical-thinkingproblem-solvingwritten communicationverbal communicationself-motivatedpersonal accountabilityadaptabilityintegrity
Certifications
Associate degree in business