CSC

Senior Associate – AML/KYC

CSC

full-time

Posted on:

Location Type: Hybrid

Location: Bangalore • India

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Job Level

Senior

About the role

  • Demonstrate comprehensive knowledge of KYC documentation requirements across a wide range of entity types, including Individuals, Corporates, Limited Partnerships, Trusts, and other complex structures.
  • Accurately process and record investor transactions, including subscriptions, redemptions, and transfers, ensuring all activities are completed in line with internal procedures and regulatory standards.
  • Maintain and update the investor register, ensuring all static data is accurate, complete, and up to date, while managing any changes in investor information in a timely manner.
  • Ensure strict adherence to Know Your Customer (KYC) requirements by performing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) in accordance with applicable regulations and internal policies.
  • Perform enhanced ongoing monitoring for high-risk investors, identifying unusual or potentially suspicious activities and escalating concerns as required.
  • Conduct Anti-Money Laundering (AML) checks for both investors and funds, ensuring compliance with relevant regulatory frameworks and internal risk policies.
  • Carry out due diligence procedures to verify the beneficial ownership structure and confirm that investors are acting on their own behalf and not for undisclosed third parties.
  • Perform investor screening using risk intelligence tools, including sanctions screening and identification of Politically Exposed Persons (PEPs), in line with regulatory obligations.
  • Execute periodic reviews and re-screening of investors to assess any changes in their risk profile and ensure ongoing compliance with AML/CFT standards.
  • Conduct risk profiling of both funds and investors based on multiple parameters defined under AML/CFT guidelines, ensuring appropriate risk categorization and documentation.
  • Monitor account activity to detect suspicious patterns or transactions, supporting the identification and reporting of potential financial crime risks.
  • Respond promptly and effectively to queries from clients, investors, auditors, and internal stakeholders, maintaining a high standard of service and accuracy.
  • Stay updated on evolving regulatory requirements, industry best practices, and AML/CFT developments within relevant jurisdictions, ensuring continuous compliance and process improvement.

Requirements

  • 4–7 years of experience in AML/KYC, specializing in client and investor onboarding within the financial services and capital markets industry.
  • Strong expertise in conducting due diligence, risk assessments, and ensuring compliance with global regulatory requirements.
  • Proven track record of working across multiple jurisdictions in a global, matrixed organization, with the ability to navigate complex regulatory environments.
Benefits
  • CSC offers a competitive and comprehensive benefits package that includes annual leave, tuition reimbursement, referral bonuses, and more.
  • Employees are eligible for Success Sharing, bonuses, or commission plans based on role and individual performance.
  • We offer a range of support to colleagues with disabilities, ensuring people have the necessary resources to thrive in their roles.
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
KYC documentationCustomer Due Diligence (CDD)Enhanced Due Diligence (EDD)Anti-Money Laundering (AML)risk profilingdue diligence proceduresinvestor screeningsanctions screeningrisk assessmentscompliance
Soft Skills
attention to detailcommunicationproblem-solvingclient serviceorganizational skillsadaptabilityanalytical thinkingteam collaborationtime managementstakeholder engagement