Confluent

Senior Manager, IT Internal Audit and SOX

Confluent

full-time

Posted on:

Location: California, Oregon, Washington • 🇺🇸 United States

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Job Level

Senior

Tech Stack

AWSAzureCloudGoogle Cloud PlatformReact

About the role

  • Lead the overall IT SOX compliance program including planning, scoping, risk assessments, control design, testing, remediation, and reporting.
  • Partner with internal stakeholders and help them navigate through change management, identify design changes to SOX IT controls, conduct impact assessments and root cause analysis for control deficiencies
  • Work closely with external auditors, ensuring effective coordination and facilitating efficient testing of controls, Work closely with co-source service providers to ensure timely completion of SOX IT controls within budget
  • Navigate and manage IT deficiency mitigation efforts, ensuring timely resolution and presentation of fully formed mitigation plans to key stakeholders
  • Identify opportunities for improved scoping, IT control rationalization, and optimization to streamline processes while maintaining compliance.
  • Provide IT SOX training and guidance to control owners and key stakeholders.
  • Prepare IT SOX compliance reports for executive leadership and the Audit Committee.
  • Lead pre-system implementation reviews along with other special IT security projects
  • Support tools to automate SOX testing

Requirements

  • BA/BS degree in Management Information Systems, Computer Science, or related field.
  • Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA) or Certified Public Accountant (CPA) certifications- preferred but not required.
  • 10+ years of experience in IT SOX compliance, with experience in a public listed technology company with home grown applications.
  • Integrated audit experience at a Big 4 or similar accounting firm, with a strong understanding of IT audit methodologies, risk assessment, deficiency mitigation and control testing.
  • Deep knowledge of the technology industry, especially platform companies with home grown applications strongly preferred
  • Strong experience working with controls in the cloud environments such as AWS, Azure, GCP
  • Hands-on strategic, comfortable in a fast-paced, ever-changing and rapid-growth environment
  • You are a self-starter who is results driven and possesses a strong sense of urgency in a fast paced environment
  • Proven ability to work collaboratively with cross-functional teams and external auditors and build trust quickly.
  • Strong project management and communication skills, with the ability to drive compliance initiatives.
  • Demonstrated ability to efficiently navigate deficiency mitigation efforts, ensuring timely and effective remediation.
  • Experience refining, optimizing and automating the existing control environment while maintaining compliance.
  • Demonstrated history of leading a team of professionals and developing and growing your team through skills development and increasing scope