Partnership Executive

Comply

Partnership Executive Consultant providing compliance consulting services for investment advisers and broker-dealers. Managing client relationships and delivering high-quality compliance reviews and advisory.

Posted 7/27/2026full-timeRemote • 🇺🇸 United StatesSeniorLead💰 $155,000 - $180,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive expertise in compliance consulting for investment advisers, with a strong focus on regulatory analysis, client relationship management, and service development. Proficient in drafting regulatory materials and delivering training to ensure compliance across teams.

Highest-signal resume keywords

Investment Adviser ComplianceRegulatory AnalysisClient Relationship ManagementService DevelopmentLaw Degree

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Compliance ConsultingRegulatory GuidanceDisclosure Document DraftingPolicy and Procedure ReviewComplex Compliance Reviews

Soft Skills

Interpersonal SkillsCommunication SkillsCollaborative Environment

Tools & Technologies

Microsoft Office Suite

Industry Keywords

Investment Advisers Act of 1940Private FundsCFTCNFAFINRA

About the role

Key responsibilities & impact

Provide senior-level compliance consulting services to investment advisers and, where applicable, broker-dealers and private fund managers.
Manage ongoing client relationships and deliver high-quality service across annual engagements and project-based work.
Conduct and lead complex compliance reviews (remote and on-site).
Draft and review disclosure documents, policies and procedures, and other regulatory materials.
Advise clients on regulatory developments, risk areas, and industry best practices.
Contribute to the development, enhancement, and rollout of new and innovative service offerings.
Support the tactical implementation of new services.
Assist in the creation and delivery of internal training to support consistent execution across the consulting team.
Serve as a senior subject matter resource for consultants, VPs, and Directors across the organization.
Partner with sales teams to support business development efforts.

Requirements

What you’ll need

Law degree or advanced compliance experience required.
Significant experience (typically 8–12+ years) in investment adviser compliance, with strong working knowledge of the Investment Advisers Act of 1940.
Experience with private funds strongly preferred; familiarity with CFTC/NFA, and/or FINRA requirements is a plus.
Prior compliance consulting experience a plus.
Demonstrated ability to analyze complex regulatory issues and provide clear, practical guidance.
Strong interpersonal and communication skills.
Proven ability to operate as a senior individual contributor in a collaborative, client-service environment.
Experience contributing to service development, training, or internal initiatives is highly valued.
Willingness and ability to travel as needed.
Proficiency in Microsoft Office Suite (Excel, Word, PowerPoint, Outlook).

Benefits

Comp & perks

Equal Opportunity Employer
Health insurance
401(k) matching
Paid time off
Professional development opportunities